Zia U. Naeem
Professional summary
Zia Umar Naeem, who also goes by Omar Zia Naeem, Omar Naeem, Omar Naeem, is a registered financial professional currently at BLUE SAND SECURITIES LLC located in Naples, Florida.
Zia is registered as a RR (Registered Representative) and started their career in finance in 2002. Zia has worked at 4 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Zia Umar Naeem's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2007 - Present
BLUE SAND SECURITIES LLC
September 8, 2003 - January 30, 2008
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
June 10, 2003 - August 21, 2003
INSTINET, LLC
January 17, 2002 - January 14, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2012)
(6/14/2007)
(8/29/2007)
(1/18/2012)
(7/3/2007)
(1/18/2012)
(1/18/2012)
(7/9/2007)
(1/18/2012)
(1/18/2012)
(7/27/2007)
(6/14/2007)
(1/19/2012)
(1/18/2012)
(4/15/2019)
(1/18/2012)
(6/27/2007)
(1/18/2012)
(1/18/2012)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BLUE SAND SECURITIES LLC
CRD#: 142976 / SEC#: , 8-67514
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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