HK
Heidi S. Kennedy
INVESTMENT RESEARCH CORP
DENVER, CO 80203
Some features on this profile are disabled
CRD#: 4476699
HK
Professional summary
Heidi Sue Kennedy, CLU®, who also goes by Heidi S. Mentzer, is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in Denver, Colorado and WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.
Heidi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Heidi has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Heidi S. Mentzer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Investment Research Corporation Position: Investment Advisor 15-20 hours/month 15-20 investment related hours/month Start date: 4/17/2025 Address: 1147 Bedford Street Claysburg PA 16625 Description: Investment advisory practice, help clients with investment account KENNEDY HOUSING LLC POSITION: OWNER NATURE: BUSINESS, MARKETING, OTHER INVESTMENT RELATED: YES NUMBER OF HOURS: 3 Hour/month INVESTMENT RELATED HOURS: 0 START DATE: 04/17/2013 ADDRESS: 1147 BEDFORD STREET, CLAYSBURG PA 16625 DESCRIPTION: ASSIST MY HUSBAND WITH PAPERWORK AND PURCHASING PROPERTIES BALTIMORE LIFE COMPANIES, DIVISIONAL MANAGER TRAINING AND DEVELOPMENT POSITION: Divisional Manager, Training and Development NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 hours START DATE: 04/30/2007 ADDRESS: 10075 Red Run Blvd, Owings Mills MD 21117, United States DESCRIPTION: Develop and implement training for all career agents for the Baltimore Life companies. My focus is on fixed insurance and annuities, health and property and casualty insurance. I train in person, in agency offices and on joint field work with new agents. I also oversee Atlas Insurance Distributors which is the brokerage division of Baltimore Life career agency division so the agents have access to fixed insurance products not manufactured by Baltimore Life. PRINCIPAL AND OFFICER, ATLAS INSURANCE DISTRIBUTORS POSITION: Principal and Officer NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: 5 NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/08/2021 ADDRESS: 10075 Red Run Blvd, Owings Mills MD 21117, United States DESCRIPTION: I will oversee the products and processes of the selected companies that are added as additional options for the fixed life and annuity agents to choose from and complement their insurance business. I will facilitate training for the agents and ensure products are available and agents have what they need to sell the products that are approved through Atlas Insurance Distributors.
CRS (Client Relationship Summary) - RIA
Click below to view Heidi Sue Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 17, 2025 - Present
INVESTMENT RESEARCH CORP
Office #1: 1636 North Logan Street, Denver, CO 80203RIA
CRD#: 108208
DENVER, CO
Current
April 17, 2025 - Present
WORLD CAPITAL BROKERAGE, INC.
Office #1: 1636 Logan Street, Denver, CO 80203BD
CRD#: 37
Denver, CO
Past
April 1, 2021 - April 17, 2025
GROVE POINT ADVISORS, LLC
RIA
CRD#: 313171
Claysburg, PA
Past
January 20, 2011 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
Claysburg, PA
Past
January 20, 2011 - April 17, 2025
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Claysburg, PA
Past
August 14, 2008 - December 31, 2010
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CLAYSBURG, PA
Past
May 29, 2007 - December 31, 2010
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
December 11, 2001 - April 23, 2007
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IR
INVESTMENT RESEARCH CORP
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES
CRD#: 108208 / SEC#: 801-8599
RIA
Registered Investment Advisory firm - (4/26/1972 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/17/2025)
RR
Indiana(4/17/2025)
RR
Maryland(7/10/2025)
IAR
Maryland(7/28/2025)
RR
Pennsylvania(4/17/2025)
IAR
Pennsylvania(4/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IR
INVESTMENT RESEARCH CORP
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES
CRD#: 108208 / SEC#: 801-8599
RIA
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Contact information
Main Address
1636 North Logan Street, Denver, CO 80203
Mailing Address
Phone number
(303) 626-0634
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 177 |
| AUM (Assets Under Management) | $ 63,421,004 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
