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HK

Heidi S. Kennedy

INVESTMENT RESEARCH
DENVER, CO 80203
Some features on this profile are disabled
CRD#: 4476699
HK

Professional summary

Heidi Sue Kennedy, CLU®, who also goes by Heidi S. Mentzer, is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in Denver, Colorado and WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.

Heidi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Heidi has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Heidi S. Mentzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heidi Sue Kennedy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CLU®

Chartered Life Underwriter

Experience

Current

April 17, 2025 - Present

INVESTMENT RESEARCH CORP

Office #1: 1636 North Logan Street, Denver, CO 80203
RIA
CRD#: 108208
DENVER, CO
Current

April 17, 2025 - Present

WORLD CAPITAL BROKERAGE, INC.

Office #1: 1636 Logan Street, Denver, CO 80203
BD
CRD#: 37
Denver, CO
Past

April 1, 2021 - April 17, 2025

GROVE POINT ADVISORS, LLC

RIA
CRD#: 313171
Claysburg, PA
Past

January 20, 2011 - April 1, 2021

GROVE POINT INVESTMENTS, LLC

RIA
CRD#: 1763
Claysburg, PA
Past

January 20, 2011 - April 17, 2025

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
Claysburg, PA
Past

August 14, 2008 - December 31, 2010

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
CLAYSBURG, PA
Past

May 29, 2007 - December 31, 2010

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

December 11, 2001 - April 23, 2007

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IR
INVESTMENT RESEARCH CORP
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA
Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/17/2025)
RR
Indiana
(4/17/2025)
RR
Maryland
(7/10/2025)
IAR
Maryland
(7/28/2025)
RR
Pennsylvania
(4/17/2025)
IAR
Pennsylvania
(4/17/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/31/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/17/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/10/2001
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IR
INVESTMENT RESEARCH CORP
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA
Registered Investment Advisory firm - (4/26/1972 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1636 North Logan Street, Denver, CO 80203
Mailing Address
Phone number
(303) 626-0634
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)
IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts177
AUM (Assets Under Management)$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESTMENT RESEARCH CORP

CRD#: 108208Denver, CO 80203

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