Kelly B. Yamamoto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Bryant Yamamoto, who also goes by Kelly Bryant Yamamoto, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 2001. Kelly had worked at 2 firms and has passed the Series 66, SIE, Series 3, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2002 - December 14, 2017
ARBOR WEALTH MANAGEMENT
March 23, 2002 - December 6, 2004
FSC SECURITIES CORPORATION
December 10, 2001 - December 31, 2016
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ARBOR WEALTH MANAGEMENT
CRD#: 134711 / SEC#:
Contact information
Red Flags
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