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WM

William N. Medley

FITHIAN
New York, NY 10065
Some features on this profile are disabled
CRD#: 4476137
WM

Professional summary

William N Medley, CFA is a registered financial advisor currently at FITHIAN LLC located in New York, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. William has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William N Medley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

May 4, 2022 - Present

FITHIAN LLC

Office #1: 654 Madison Avenue Suite 1603, New York, NY 10065
RIA
CRD#: 287509
New York, NY
Past

February 12, 2016 - March 25, 2022

BNY MELLON SECURITIES CORPORATION

RIA
CRD#: 231
New York, NY
Past

November 16, 2015 - March 25, 2022

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
FITHIAN LLC
FITHIAN LLC

CRD#: 287509 / SEC#: 801-111059

RIA
Registered Investment Advisory firm - (8/28/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Hampshire
(5/4/2022)
IAR
New York
(5/4/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/15/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/2015
General Securities Representative Examination

Current Firm

FL
FITHIAN LLC
FITHIAN LLC

CRD#: 287509 / SEC#: 801-111059

RIA
Registered Investment Advisory firm - (8/28/2017 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
654 Madison Avenue Suite 1603, New York, NY 10065
Mailing Address
Phone number
(212) 593-2828
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FITHIAN 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts75
AUM (Assets Under Management)$ 149,094,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FITHIAN LLC

CRD#: 287509New York, NY 10065

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