William N. Medley

FITHIAN LLC

New York, NY 10065

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CRD#: 4476137

Professional summary

William N Medley, CFA is a registered financial advisor currently at FITHIAN LLC located in New York, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. William has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William N Medley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

May 4, 2022 - Present

FITHIAN LLC

Office #1: 654 Madison Avenue Suite 1603, New York, NY 10065

RIA

CRD#: 287509

New York, NY

Past

February 12, 2016 - March 25, 2022

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

New York, NY

Past

November 16, 2015 - March 25, 2022

BNY MELLON SECURITIES CORPORATION

CRD#: 231

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FITHIAN LLC

CRD#: 287509 / SEC#: 801-111059

RIA

Registered Investment Advisory firm - (8/28/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(5/4/2022)

IAR

New York
(5/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/15/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2015

General Securities Representative Examination

Current Firm

FITHIAN LLC

CRD#: 287509 / SEC#: 801-111059

RIA

Registered Investment Advisory firm - (8/28/2017 Approved)

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Contact information

Main Address

654 Madison Avenue Suite 1603, New York, NY 10065

Mailing Address

Phone number

(212) 593-2828

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FITHIAN 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 149,094,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William N. Medley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William N Medley's CRS (Customer Relationship Summary).

Certified licenses

Experience

FITHIAN LLC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

Primary Firm SEC Registration

FITHIAN LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/15/2016

SIE

Date: 10/1/2018

Series 7

Date: 11/16/2015

Current Firm

FITHIAN LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FITHIAN LLC

TRUST BUT VERIFY

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