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Gregory Garrard Padgitt

Gregory G. Padgitt

ASPIRE PRIVATE CAPITAL
Cornelius, NC 28031
Some features on this profile are disabled
CRD#: 4476044
Gregory Garrard Padgitt

Professional summary

Gregory Garrard Padgitt, CFP®, who also goes by Gregory G Padgitt, is a registered financial advisor currently at ASPIRE PRIVATE CAPITAL located in Cornelius, North Carolina.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Gregory has worked at 5 firms and has passed the Series 66, Series 65, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gregory G Padgitt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Plushenko Enterprises LLC - INVESTMENT RELATED - No business conducted through the entity. Entity receives revenue from advisory sales - 2902 Shady Reach Lane, Charlotte, NC 28214. Start 4/1/2022 - 10 HOURS PER MONTH, 10 HOURS PER MONTH DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Garrard Padgitt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

February 9, 2018 - Present

ASPIRE PRIVATE CAPITAL

Office #1: 19410 Jetton Road Suite 110, Cornelius, NC 28031
RIA
CRD#: 154116
Cornelius, NC
Past

September 14, 2017 - February 5, 2018

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
CHARLOTTE, NC
Past

April 13, 2017 - August 7, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
MOORESVILLE, NC
Past

April 13, 2017 - August 7, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
MOORESVILLE, NC
Past

October 1, 2014 - March 27, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

July 25, 2014 - March 27, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

December 7, 2007 - October 16, 2008

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
CHARLOTTE, NC
Past

August 24, 2007 - October 16, 2008

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHARLOTTE, NC
Past

November 21, 2001 - August 14, 2007

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ASPIRE PRIVATE CAPITAL
ASPIRE PRIVATE CAPITAL | ASPIRE PRIVATE CAPITAL, LLC

CRD#: 154116 / SEC#: 801-113754

RIA
Registered Investment Advisory firm - (8/1/2018 Approved)
Florida
Registered Investment Advisory firm - (8/15/2018 Terminated)
Georgia
Registered Investment Advisory firm - (10/5/2018 Terminated)
North Carolina
Registered Investment Advisory firm - (8/17/2018 Terminated)
South Carolina
Registered Investment Advisory firm - (8/15/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(2/9/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/30/2014
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/6/2007
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/5/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/25/2014
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/29/2004
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/19/2003
General Securities Principal Examination

Current Firm

AP
ASPIRE PRIVATE CAPITAL
ASPIRE PRIVATE CAPITAL | ASPIRE PRIVATE CAPITAL, LLC

CRD#: 154116 / SEC#: 801-113754

RIA
Registered Investment Advisory firm - (8/1/2018 Approved)
Florida
Registered Investment Advisory firm - (8/15/2018 Terminated)
Georgia
Registered Investment Advisory firm - (10/5/2018 Terminated)
North Carolina
Registered Investment Advisory firm - (8/17/2018 Terminated)
South Carolina
Registered Investment Advisory firm - (8/15/2018 Terminated)
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Contact information

Main Address
19410 Jetton Road Suite 110, Cornelius, NC 28031
Mailing Address
Phone number
(704) 237-9927
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ASPIRE PRIVATE CAPITAL ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,701
AUM (Assets Under Management)$ 455,692,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASPIRE PRIVATE CAPITAL

CRD#: 154116Cornelius, NC 28031

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