HH
Heidi L. Halus
EAGLE STRATEGIES LLC
BROOMFIELD, CO 80021
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CRD#: 4475489
HH
Professional summary
Heidi L Halus, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Broomfield, Colorado and NYLIFE SECURITIES LLC located in Broomfield, Colorado.
Heidi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Heidi has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[RENTAL PROPERTY; 104 WOLF PARK LANE, WINTER PARK, CO 80482; START DATE 01/2014; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Rental Property - Zenobia St; Rental property, my former residence; 3715 Zenobia St, Denver, CO 80212; Start Date 09/2015; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [UCCS Accounting & Finance Advisory Board; higher education; 1420 Austin Bluffs Parkway Colorado Springs, CO 80918; Start Date 07/2019; Role/Title: Board Member; Investment Related; 1 hours per month; 1 hours per month during securities trading hours;advising the business school dean, staff and department on programs, career services, certifications and mentoring] [Colorado Free University; Instructor. Teaching zoom courses on Women & Finance and Clarity - SHIFT your thoughts to positive thinking; 7653 E 1st Pl, Denver, CO 80230; Start Date 10/2021; Role/Title: Independent Contractor; Not Investment Related; 6 hours per month; 3 hours per month during securities trading hours; Preparing and presenting two courses listed above.] [Halus Speaking Engagements; Speaking to groups of university students, women's organizations, chamber of commerce and other business groups; 4618 w 33 Ave, Denver, CO 80212; Start Date 01/2024; Role/Title: Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Heidi L Halus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 26, 2014 - Present
EAGLE STRATEGIES LLC
Office #1: 370 Interlocken Boulevard Suite 600, Broomfield, CO 80021RIA
CRD#: 110826
BROOMFIELD, CO
Current
January 10, 2002 - Present
NYLIFE SECURITIES LLC
Office #1: 370 Interlocken Blvd. Suite 620, Broomfield, CO 80021-8015BD
CRD#: 5167
BROOMFIELD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/23/2009)
RR
Colorado(1/10/2002)
IAR
Colorado(11/26/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Broomfield, CO 80021TRUST BUT VERIFY
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