Tracey L. Krousie
Professional summary
Tracey Lynn Krousie, who also goes by Tracey Lynn Stallman, Tracey Lynn Stallmen, is a registered financial professional currently at NATIONS FINANCIAL GROUP, INC. located in Cedar Rapids, Iowa.
Tracey is registered as a RR (Registered Representative) and started their career in finance in 2012. Tracey has worked at 1 firm and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tracey Lynn Krousie's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2012 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411Primary Firm SEC Registration
NATIONS FINANCIAL GROUP, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONS FINANCIAL GROUP, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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