Huiming Qiu

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CRD#: 4475397

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Huiming Qiu, who also goes by Jeff Qiu, was a registered financial professional .

Huiming is a previously registered financial professional and started their career in finance in 2002. Huiming had worked at 4 firms and has passed the Series 63, Series 3, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff Qiu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 18, 2010 - January 8, 2013

HAP TRADING, LLC

CRD#: 44257

NEW YORK, NY

Past

November 8, 2007 - January 3, 2008

MILLENCO LLC

CRD#: 33726

OLD GREENWICH, CT

Past

April 16, 2002 - October 16, 2007

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

February 28, 2002 - March 25, 2002

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/5/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/17/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 6/5/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/27/2002

General Securities Representative Examination

Current Firm

HAP TRADING, LLC

HAP CAPITAL | PFTC TRADING LLC | PFTC TRADING L.L.C. | PFTC L.L.C. | HAP TRADING, LLC

CRD#: 44257 / SEC#: , 8-50599

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

395 Hudson Street 10th Floor, New York, NY, 10014

Mailing Address

395 Hudson Street 10th Floor, New York, NY, 10014

Phone number

(212) 380-5100

Established

New York since 08/26/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
HAP CAPITAL ADVISORS, LLC	OWNER
JOSEPH, MICHAEL DANIEL	CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	3008655
KRUGER, JOHN ROBERT	PRINCIPAL FINANCIAL OFFICER, FINANCIAL & OPERATIONS PRINCIPAL	4740278
KRUGER, JOHN ROBERT	PRINCIPAL OPERATIONS OFFICER	4740278
PADIA, HARSH A	CEO & MEMBER	2915065
RXR LLC	MANAGING MEMBER

Disclosures

Regulatory Event

Red Flags

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