David T. Misenheimer

GUARDIAN WEALTH ADVISORS

Raleigh, NC 27609

Some features on this profile are disabled

CRD#: 4475048

Professional summary

David Todd Misenheimer, CFP®, CIMA®, who also goes by Todd Misenheimer, is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Raleigh, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Misenheimer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASM CAPITAL CORP.; INVESTMENT RELATED; PRESIDENT; 3724 ROLSTON DR, RALEIGH NC, 27609; 12/2016; 20 HR/MONTH DURING MARKET HOURS; NO OTHER BUSINESS IS CONDUCTED THROUGH ASM CAPITAL CORP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Todd Misenheimer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 7, 2022 - Present

GUARDIAN WEALTH ADVISORS, LLC

Office #1: 4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609

RIA

CRD#: 305412

Raleigh, NC

Past

May 13, 2019 - May 11, 2022

APTUS CAPITAL ADVISORS, LLC

RIA

CRD#: 167626

RELEIGH, NC

Past

January 8, 2019 - January 31, 2019

APTUS CAPITAL ADVISORS, LLC

RIA

CRD#: 167626

RELEIGH, NC

Past

December 9, 2011 - December 31, 2013

MOLONEY SECURITIES CO., INC.

CRD#: 38535

DURHAM, NC

Past

July 6, 2006 - December 15, 2011

CW SECURITIES, LLC

CRD#: 124496

DURHAM, NC

Past

March 24, 2005 - January 7, 2019

GORDON ASSET MANAGEMENT, LLC

RIA

CRD#: 118471

DURHAM, NC

Past

January 13, 2004 - July 7, 2006

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

DURHAM, NC

Past

December 18, 2001 - January 13, 2004

CAPITAL INVESTMENT BROKERAGE, INC.

CRD#: 40657

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/2001

General Securities Representative Examination

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609

Mailing Address

Phone number

(919) 874-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GWA FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,683
AUM (Assets Under Management)	$ 2,051,517,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Conklin

HUNTER STREET INVESTMENT ADVISORS LLC

IAR

Apex, NC

Daniel Braddock

ALMEGA WEALTH MANAGEMENT

IAR

Raliegh, NC

Laird Hepburn

BSG ADVISERS

IAR

Apex, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David T. Misenheimer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Todd Misenheimer's CRS (Customer Relationship Summary).

Certified licenses

Experience

APTUS CAPITAL ADVISORS, LLC

APTUS CAPITAL ADVISORS, LLC

MOLONEY SECURITIES CO., INC.

CW SECURITIES, LLC

GORDON ASSET MANAGEMENT, LLC

CAPITAL INVESTMENT GROUP, INC.

CAPITAL INVESTMENT BROKERAGE, INC.

Primary Firm SEC Registration

GUARDIAN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2003

Series 63

Date: 1/12/2002

Series 7

Date: 12/17/2001

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors