Chris Malchin
Professional Summary
Chris Malchin, who also goes by Christopher Malchin, is a registered financial advisor currently at SENTRY EQUITY SERVICES, INC. located in Stevens Point, Wisconsin. Chris is registered as a RR (Registered Representative) and started their career in finance in 2002. Chris has worked at 5 firms and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher Malchin
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
SENTRY EQUITY SERVICES, INC.
Contact Information
Main Address
1800 North Point Drive, Stevens Point, WI 54481Mailing Address
1800 North Point Drive, Stevens Point, WI 54481Phone Number
(715) 346-6000Established
Delaware since 05/09/1969Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (29 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/5/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2020About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2007About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Aug 2020About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Chris Malchin's CRS (Customer Relationship Summary).
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