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Ivan Fausto Robalino

CRD# 4474656·Registered 2002 - 2019
Previously Registered: Being a previously registered professional could mean that Ivan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ivan Fausto Robalino, who also goes by IVan F Robalino, Ivan F. Robalino, was a registered financial advisor. Ivan was a previously registered financial professional and started their career in finance 2002 - 2019. Ivan had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ivan F Robalino, Ivan F. Robalino

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

Past

VECTORGLOBAL WMGPast·CRD# 32396
BD
Miami, FL
June 18, 2019 - September 25, 2019
VECTORGLOBAL WMGPast·CRD# 32396
BD
Miami, FL
July 1, 2015 - April 25, 2019
VECTORGLOBAL WMGPast·CRD# 32396
BD
Miami, FL
April 23, 2014 - June 8, 2015
ITA FINANCIAL SERVICES, LLCPast·CRD# 38649
BD
Miami, FL
November 11, 2011 - December 7, 2012
CAPITAL GUARDIAN, LLCPast·CRD# 137919
BD
Miami, FL
September 2, 2009 - April 26, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCPast·CRD# 149018
RIA
Weston, FL
June 9, 2009 - August 26, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.Past·CRD# 6694
RIA
Weston, FL
May 2, 2007 - August 26, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.Past·CRD# 6694
BD
Weston, FL
April 13, 2007 - August 26, 2009
OPPENHEIMER & CO. INC.Past·CRD# 249
RIA
Fort Lauderdale, FL
March 29, 2004 - April 17, 2007
OPPENHEIMER & CO. INC.Past·CRD# 249
BD
Fort Lauderdale, FL
March 12, 2004 - April 17, 2007
A. G. EDWARDS & SONS, INC.Past·CRD# 4
RIA
Fort Lauderdale, FL
May 28, 2002 - March 15, 2004
A. G. EDWARDS & SONS, INC.Past·CRD# 4
BD
St. Louis, MO
May 28, 2002 - March 15, 2004
HSBC BROKERAGE (USA) INC.Past·CRD# 6956
BD
New York, NY
February 7, 2002 - May 3, 2002

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Current Firm

VW
VECTORGLOBAL WMG

VECTORGLOBAL WMG | VECTORMEX INCORPORATED | VECTORGLOBAL WMG, INC.

CRD#: 32396 / SEC#: 8-45715
BD
Terminated by SEC on 10/10/2026

Contact Information

Established

Delaware since 01/14/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
VECTORMEX INTERNATIONAL, INC.SOLE SHAREHOLDER—
GADALA-MARIA, CARLOS ENRIQUEPRESIDENT, CEO, DIRECTOR, GSP4437613
SALGUERO, JUAN MANUELCCO2855462

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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