Carlos Enrique Gadala-maria
Professional Summary
Carlos Enrique Gadala-maria is a registered financial advisor currently at SEAVIEW INVESTMENT MANAGERS LLC located in Coral Gables, Florida. Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Carlos has worked at 4 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
CLAUDIA M.P. BATLLE, CFP (R) LLC | SEAVIEW INVESTMENT MANAGERS LLC | SEAVIEW GLOBAL INVESTMENTS
Contact Information
Main Address
2 Alhambra Plaza Suite 802, Coral Gables, FL 33134Phone Number
(305) 330-2332# of Employees
13SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,597AUM (Assets Under Management)
$1,369,637,924Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CLAUDIA M.P. BATLLE, CFP (R) LLC | SEAVIEW INVESTMENT MANAGERS LLC | SEAVIEW GLOBAL INVESTMENTS
State Registrations and Notice Filings
(6/17/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Carlos Enrique Gadala-maria's CRS (Customer Relationship Summary).
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