Jeffrey D. Avila

MISSION WEALTH MANAGEMENT, LP

Santa Barbara, CA 93101

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CRD#: 4474645

Professional summary

Jeffrey Dean Avila, CFP® is a registered financial advisor currently at MISSION WEALTH MANAGEMENT, LP located in Santa Barbara, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jeffrey has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

National Association of Estate Planners & Councils. Investment related. P.O. Box 91730 Santa Barbara CA 93190. oThe general nature, object and purpose of the SBEPC shall be the following: (a) To serve the best interests of the public, and to promote and enhance the welfare, ethical standards, and best interests of Estate Planning Councils. Board Member. 1/1/2019. 1 hr/mo. 8 mo./yr. Zero Senior Concerns, investment-related; provide investment guidance to low-income seniors with financial concerns; volunteer; 2022; 2 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Dean Avila's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

April 5, 2018 - Present

MISSION WEALTH MANAGEMENT, LP

Office #1: 1111 Chapala Street 3rd Floor, Santa Barbara, CA 93101

RIA

CRD#: 113057

Santa Barbara, CA

Past

February 29, 2016 - April 4, 2018

OMEGA FINANCIAL GROUP, LLC

RIA

CRD#: 164147

SANTA BARBARA, CA

Past

March 4, 2010 - March 7, 2016

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SANTA BARBARA, CA

Past

February 26, 2010 - March 1, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SANTA BARBARA, CA

Past

May 20, 2009 - July 23, 2009

MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC

CRD#: 113057 / SEC#: 801-61230

RIA

Registered Investment Advisory firm - (6/7/2002 Approved)

California

Registered Investment Advisory firm - (6/14/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/20/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/2001

General Securities Representative Examination

Current Firm

MISSION WEALTH MANAGEMENT, LP

MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC

CRD#: 113057 / SEC#: 801-61230

RIA

Registered Investment Advisory firm - (6/7/2002 Approved)

California

Registered Investment Advisory firm - (6/14/2002 Terminated)

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Contact information

Main Address

1111 Chapala Street 3rd Floor, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 882-2360

Established

Firm type

Fiscal year end

# of Employees

145

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MWM FORM ADV PART 2A - FIRM BROCHURE (5/20/2025)

Regulatory assets under management

Total Number of Accounts	12,456
AUM (Assets Under Management)	$ 10,024,060,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey D. Avila

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Dean Avila's CRS (Customer Relationship Summary).

Certified licenses

Experience

OMEGA FINANCIAL GROUP, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

FISHER INVESTMENTS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CETERA INVESTMENT SERVICES LLC

WAMU INVESTMENTS, INC.

CITICORP INVESTMENT SERVICES

CAL FED INVESTMENTS

BANCWEST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

MISSION WEALTH MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2005

Series 63

Date: 12/20/2001

SIE

Date: 3/1/2016

Series 7

Date: 11/19/2001

Current Firm

MISSION WEALTH MANAGEMENT, LP

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MISSION WEALTH MANAGEMENT, LP

TRUST BUT VERIFY

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