Luis M. Espinoza
Professional summary
Luis Manuel Espinoza is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Riverside, California and INNOVATION PARTNERS LLC located in Riverside, California.
Luis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Luis has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Luis Manuel Espinoza's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2022 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 4199 Flat Rock Drive Suite 109, Riverside, CA 92505February 25, 2022 - Present
INNOVATION PARTNERS LLC
Office #1: 4199 Flat Rock Drive, Suite 109, Riverside, CA 92505October 16, 2014 - March 2, 2022
FFEC WEALTH PARTNERS LLC
October 15, 2014 - March 2, 2022
FFEC WEALTH PARTNERS LLC
June 27, 2012 - October 22, 2014
NEWPORT COAST SECURITIES, INC.
June 26, 2012 - October 22, 2014
NEWPORT COAST SECURITIES, INC.
June 15, 2010 - June 29, 2010
KOVACK ADVISORS, INC.
June 11, 2010 - June 29, 2010
KOVACK SECURITIES INC.
November 2, 2007 - May 26, 2010
LPL FINANCIAL LLC
November 1, 2007 - May 26, 2010
LPL FINANCIAL LLC
December 13, 2001 - November 8, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
November 30, 2001 - July 3, 2006
IDS LIFE INSURANCE COMPANY
November 30, 2001 - November 8, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2022)
(2/25/2022)
(3/10/2023)
(2/24/2022)
(2/25/2022)
(3/21/2022)
(2/24/2022)
(1/8/2025)
(1/8/2025)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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