JA
Jeffrey P. Andrews
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
IRVINE, CA 92618
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CRD#: 4473407
JA
Professional summary
Jeffrey Paul Andrews, AIF®, CFP®, who also goes by Jeffrey Andrews, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Irvine, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Irvine, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jeffrey has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Andrews
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT, 15707 ROCKFIELD BLVD STE 135 IRVINE CA, 05/2012, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 5 HR/WK 5/TRADING 2) HARMON STREET ADVISORS INC, 15707 ROCKFIELD BLVD SUITE 135 IRVINE CA, 05/2012, INV REL, DBA NAME, PREPARING COMPREHENSIVE COMPENSATION STMTS FOR COMPANIES' & NON-PROFIT EMPLOYEES. INV REL, 25 HR/WK 25/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING, 05/2012 4) HARMON STREET TAX SERVICES INC, 15707 ROCKFIELD BLVD SUITE 135 IRVINE CA 92618, 02/2024, OWNER, TAX PREP, NIR, 8 HR/MO 4 HR/MO TRADING 5) JEFF ANDREWS, 15707 ROCKFIELD BLVD, SUITE 135, IRVINE CA 92618, 03/19/2024, Investment Advisor Representative, Paid speaking engagements, NIR, 4 HR/MO, 4 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Paul Andrews's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
May 1, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 15707 Rockfield Blvd Ste 135, Irvine, CA 92618RIA
CRD#: 134139
IRVINE, CA
Current
May 1, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 15707 Rockfield Blvd Ste 135, Irvine, CA 92618BD
CRD#: 39543
Irvine, CA
Past
September 8, 2009 - May 11, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
IRVINE, CA
Past
September 8, 2009 - May 11, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
IRVINE, CA
Past
August 18, 2003 - September 8, 2009
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
NEWPORT BEACH, CA
Past
June 18, 2003 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
NEWPORT BEACH, CA
Past
August 5, 2002 - March 13, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
COSTA MESA, CA
Past
December 14, 2001 - March 13, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2012)
RR
Arizona(5/1/2012)
RR
California(5/1/2012)
IAR
California(5/1/2012)
RR
Connecticut(3/19/2014)
RR
District of Columbia(8/31/2022)
RR
Florida(11/3/2020)
RR
Hawaii(8/25/2023)
RR
Nevada(10/3/2024)
RR
New Mexico(5/1/2012)
RR
North Carolina(3/19/2014)
RR
Tennessee(1/2/2015)
RR
Washington(5/1/2012)
RR
Wyoming(10/8/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
