Shawna E. Prejean
ELEVATION POINT WEALTH PARTNERS | Vice President of Wealth Managment
Lafayette, LA 70508
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CRD#: 4473226
Professional summary
Shawna Elaine Prejean, who also goes by Shawna Dugas, Shawna E Simon, is a registered financial advisor currently at ELEVATION POINT WEALTH PARTNERS, LLC located in Lafayette, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Shawna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Shawna has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Institutional consulting
Insurance
Financial planning
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Shawna Dugas | Shawna E Simon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Elevation Point Wealth Partners. Investment-related. At registered location. RIA. IAR. 05/2025. 160 hrs/month. 160 hrs during trading hrs. Financial Advisor. 2. Fixed Insurance. Investment-related. At registered location. Fixed Insurance. Agent. 05/2025. 8 hrs/month. 8 hrs during trading hrs. Provide insurance advice based on the needs of clients. PAYZZ Capital LLC Mrs. Prejean is the Owner and Managing Member of PAYZZ Capital LLC, located at 2000 Kaliste Saloom Rd, Ste 100, Lafayette, LA 70508. Anticipated to begin on or around June 18, 2025, this LLC was established to receive her income from the advisory business and to hold her ownership interest. This activity is investment-related. Her duties are administrative, and she devotes approximately 5 hours per year, with 0 hours during securities trading hours. Family Office Partners, LLC Mrs. Prejean serves as a Board Member for Family Office Partners, LLC, at 2000 Kaliste Saloom Rd, Ste 100, Lafayette, LA 70508. This role is anticipated to begin on or around June 18, 2025. The LLC is a holding company that will own shares in Family Office Partners SPV LLC. This activity is investment-related, and her duties are minimal and administrative. She devotes approximately 0 hours per year to this activity and receives no direct compensation for this role.
CRS (Client Relationship Summary) - RIA
Click below to view Shawna Elaine Prejean's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2025 - Present
ELEVATION POINT WEALTH PARTNERS, LLC
Office #1: 2000 Kaliste Saloom Road, Suite 100, Lafayette, LA 70508RIA
CRD#: 137068
Lafayette, LA
Current
June 18, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 2000 Kaliste Saloom Rd Suite 100, Lafayette, LA 70508BD
CRD#: 35747
ALBANY, NY
Past
July 21, 2006 - June 30, 2025
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LAFAYETTE, LA
Past
January 7, 2006 - June 30, 2025
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
LAFAYETTE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
ELEVATION POINT WEALTH PARTNERS, LLC
BESTER WEALTH MANAGEMENT | WAYCREST WEALTH | TRITON WEALTH, LLC | TRIPLE H FINANCIAL SERVICES | SUPERIORWEALTH PARTNERS, LLC | MOUNT YALE INVESTMENT ADVISORS, LLC | MOUNT YALE INVESTMENT ADVISORS | LOXAHATCHEE CAPITAL | FORTAGE CAPITAL ADVISORS | FAMILY OFFICE PARTNERS | ELEVATION POINT WEALTH PARTNERS, LLC
CRD#: 137068 / SEC#: 801-65068
RIA
Registered Investment Advisory firm - (1/3/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/18/2025)
IAR
California(6/20/2025)
RR
Colorado(6/18/2025)
IAR
Colorado(6/30/2025)
RR
Florida(6/18/2025)
RR
Louisiana(6/18/2025)
IAR
Louisiana(6/30/2025)
RR
New York(6/18/2025)
IAR
New York(7/2/2025)
RR
Texas(6/18/2025)
IAR
Texas(6/18/2025)
RR
Virginia(6/18/2025)
IAR
Virginia(7/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EP
ELEVATION POINT WEALTH PARTNERS, LLC
BESTER WEALTH MANAGEMENT | WAYCREST WEALTH | TRITON WEALTH, LLC | TRIPLE H FINANCIAL SERVICES | SUPERIORWEALTH PARTNERS, LLC | MOUNT YALE INVESTMENT ADVISORS, LLC | MOUNT YALE INVESTMENT ADVISORS | LOXAHATCHEE CAPITAL | FORTAGE CAPITAL ADVISORS | FAMILY OFFICE PARTNERS | ELEVATION POINT WEALTH PARTNERS, LLC
CRD#: 137068 / SEC#: 801-65068
RIA
Registered Investment Advisory firm - (1/3/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1580 Lincoln Street Suite 680, Denver, CO 80203
Mailing Address
Phone number
(303) 382-2880
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,324 |
| AUM (Assets Under Management) | $ 2,434,909,737 |
Red Flags
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Company Information
ELEVATION POINT WEALTH PARTNERS, LLC
Vice President of Wealth ManagmentCRD#: 137068Lafayette, LA 70508TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
