Eric I. Frank
Professional summary
Eric Ian Frank, who also goes by Eric Frank, is a registered financial professional currently at OAKPOINT SOLUTIONS, LLC located in Tampa, Florida.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2002. Eric has worked at 3 firms and has passed the Series 63, Series 79TO, Series 62, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Ian Frank's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2022 - Present
OAKPOINT SOLUTIONS, LLC
Office #1: 100 South Ashley Drive Suite 1130, Tampa, FL 33602November 13, 2009 - January 20, 2022
WESTWOOD CAPITAL, LLC
November 20, 2002 - September 4, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2022)
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
OAKPOINT SOLUTIONS, LLC
CRD#: 171775 / SEC#: , 8-69477
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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