William A. Carinci
Professional summary
William Alfred Carinci, who also goes by Bill Carinci, is a registered financial advisor currently at O'SHAUGHNESSY ASSET MANAGEMENT, LLC located in Stamford, Connecticut.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. William has worked at 4 firms and has passed the Series 66, Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Alfred Carinci's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2023 - Present
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
Office #1: 100 First Stamford Place, Stamford, CT 06902October 25, 2022 - December 6, 2022
MML INVESTORS SERVICES, LLC
September 23, 2022 - December 6, 2022
MML INVESTORS SERVICES, LLC
September 3, 2004 - May 25, 2022
GOLDMAN SACHS & CO. LLC
July 22, 2002 - September 1, 2004
ALLIANCEBERNSTEIN INVESTMENTS, INC.
Primary Firm SEC Registration
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
CRD#: 144594 / SEC#: 801-68177
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/10/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
CRD#: 144594 / SEC#: 801-68177
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,156 |
| AUM (Assets Under Management) | $ 19,782,138,121 |
Red Flags
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