Gioacchino Vassallo
Professional summary
Gioacchino Vassallo, who also goes by Jack Vassallo, is a registered financial professional currently at STATE STREET GLOBAL MARKETS, LLC located in Jersey City , New Jersey.
Gioacchino is registered as a RR (Registered Representative) and started their career in finance in 2014. Gioacchino has worked at 5 firms and has passed the SIE and Series 99 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gioacchino Vassallo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2026 - Present
STATE STREET GLOBAL MARKETS, LLC
Office #1: 111 Town Square Place, Jersey City , NJ 07310July 16, 2021 - February 18, 2026
BNP PARIBAS SECURITIES CORP.
June 10, 2021 - July 2, 2021
DRIVEWEALTH, LLC
October 20, 2016 - July 9, 2018
BNP PARIBAS PRIME BROKERAGE, INC.
October 18, 2016 - May 27, 2021
BNP PARIBAS SECURITIES CORP.
February 25, 2014 - September 30, 2016
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
STATE STREET GLOBAL MARKETS, LLC
CRD#: 285852 / SEC#: , 8-69862
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET CORPORATION | PARENT COMPANY | |
| BAMBINO, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 4237874 |
| CHARLAND, JOSEPH LEONARD | DIRECTOR | 5183891 |
| FORTUNA, GREGORY PAUL | DIRECTOR | 3168105 |
| MARZILIANO, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1527133 |
| MAXHAM, DAVID GOULD | DIRECTOR | 6372664 |
| MCKEON, ROBERT A | DIRECTOR | 7638847 |
| MORGAN, DANIEL ROBERT | CHIEF EXECUTIVE OFFICER | 2743457 |
| SIGLAIN, TARYN ANN | DIRECTOR | 5163466 |
| SOR, LY | DIRECTOR | 7996223 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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