John J. Kosar

ASBURY RESEARCH LLC

SCHAUMBURG, IL 60195

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CRD#: 4471150

Professional summary

John Joseph Kosar is a registered financial advisor currently at ASBURY RESEARCH LLC located in Schaumburg, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. John has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Kosar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2023 - Present

ASBURY RESEARCH LLC

Office #1: 1901 N. Roselle Road Suite 800, Schaumburg, IL 60195

RIA

CRD#: 322202

SCHAUMBURG, IL

Past

February 5, 2018 - April 17, 2023

ASBURY INVESTMENT MANAGEMENT LLC

RIA

CRD#: 291990

OAKBROOK TERRACE, IL

Past

January 31, 2005 - November 17, 2006

OAKBRIDGE FINANCIAL SERVICES

CRD#: 16323

KIRKWOOD, MO

Past

January 16, 2002 - January 4, 2005

ARBOR RESEARCH & TRADING, LLC

CRD#: 21313

LAKE BARRINGTON, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/3/2023)

IAR

Ohio
(5/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/31/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/15/2002

General Securities Representative Examination

Current Firm

ASBURY RESEARCH LLC

CRD#: 322202 / SEC#:

Illinois

Registered Investment Advisory firm - (1/3/2023 Approved)

Ohio

Registered Investment Advisory firm - (5/3/2024 Approved)

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Contact information

Main Address

1901 N. Roselle Road Suite 800, Schaumburg, IL 60195

Mailing Address

Phone number

(888) 960-0005

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 3,651,251

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John J. Kosar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Kosar's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASBURY RESEARCH LLC

ASBURY INVESTMENT MANAGEMENT LLC

OAKBRIDGE FINANCIAL SERVICES

ARBOR RESEARCH & TRADING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2017

Series 63

Date: 1/31/2002

Series 7

Date: 1/15/2002

Current Firm

ASBURY RESEARCH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASBURY RESEARCH LLC

TRUST BUT VERIFY

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