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JD

John J. Dillon

HEDGE PRO
Kennesaw, GA 30179
Some features on this profile are disabled
CRD#: 4470999
JD

Professional summary


John Joseph Dillon, who also goes by John Dillon, is a registered financial professional currently at HEDGE PRO located in Kennesaw, Georgia.

John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 10 firms and has passed the Series 63, Series 99TO, SIE and Series 14 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Dillon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Joseph Dillon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 27, 2023 - Present

HEDGE PRO

Office #1: 125 Townpark Drive Suite 300, Kennesaw, GA 30179
BD
CRD#: 317250
Kennesaw, GA
Past

February 6, 2020 - March 2, 2022

KALOS CAPITAL, INC.

BD
CRD#: 44337
ALPHARETTA, GA
Past

September 4, 2018 - July 17, 2019

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

January 15, 2015 - April 23, 2018

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

October 22, 2010 - November 8, 2016

OSAIC SERVICES, INC.

BD
CRD#: 133763
SCOTTSDALE, AZ
Past

October 22, 2010 - November 8, 2016

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

September 15, 2010 - April 23, 2018

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

June 1, 2009 - June 24, 2010

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

May 6, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 20, 2001 - March 30, 2005

HD BROUS & CO., INC.

BD
CRD#: 22062
GREAT NECK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(5/10/2023)
RR
Indiana
(5/30/2023)
RR
Minnesota
(11/15/2023)
RR
New Jersey
(6/13/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 5/10/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/3/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 3/27/2002
Compliance Officer Examination
SRO Registrations
RR
FINRA

Current Firm


HP
HEDGE PRO
HEDGE PRO | HEDGE PRO LLC

CRD#: 317250 / SEC#: , 8-70914

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
125 Townpark Drive Suite 300, Kennesaw, GA 30179
Mailing Address
125 Townpark Drive Suite 300, Kennesaw, GA 30179
Phone number
(470) 919-0249
Established
Delaware since 10/05/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HEDGE CAPITAL MARKETS INC.MANAGING MEMBER
CHUNG, MICHAELFINOP/PFO5739877
DILLON, JOHN JOSEPHCCO, PRESIDENT, AMLCO4470999
YUHAS, JOHN SHEAD OF SUPERVISION & OPERATIONS, REGISTERED OPTIONS PRINCIPAL, PRINCIPAL OPERATIONS OFFICER5980796

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HEDGE PRO

CRD#: 317250Kennesaw, GA 30179

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