Steven A. Manning
Professional summary
Steven Allen Manning is a registered financial professional currently at FENNEL located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 52, Series 34, Series 3, Series 55, Series 7, Series 24, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Allen Manning's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2025 - Present
FENNEL
Office #1: 450 Lexington Avenue 4th Floor, New York, NY 10017September 30, 2025 - February 10, 2026
NETSHARES FINANCIAL SERVICES LLC
August 27, 2015 - January 8, 2024
CHARLES SCHWAB & CO., INC.
November 15, 2011 - July 21, 2015
OPTIONSXPRESS, INC.
August 10, 2007 - May 18, 2009
GH TRADERS LLC
January 12, 2005 - February 16, 2007
GH TRADERS LLC
November 19, 2002 - January 3, 2005
GELBER SECURITIES, LLC
July 29, 2002 - October 22, 2002
E*TRADE CAPITAL MARKETS - EXECUTION SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2025)
Exams
Series 79TO
Date: 2/26/2026
Investment Banking Registered Representative ExaminationSeries 55
Date: 8/8/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
FENNEL
CRD#: 316281 / SEC#: , 8-70779
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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