Patrick Tien Donaghy
Professional Summary
Patrick Tien Donaghy, who also goes by Patrick T Donaghy, is a registered financial advisor currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2002. Patrick has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patrick T Donaghy
Similar Advisors
PRINCIPAL SECURITIES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PRINCIPAL SECURITIES, INC.
Current Firm
ATHENE SECURITIES IOWA, LLC | IL SECURITIES, LLC | IL SECURITIES, INC. | IL SECURITIES LLC | AVIVA SECURITIES, LLC | ATLAS SP SECURITIES | ATHENE SECURITIES, LLC
Contact Information
Main Address
7700 Mills Civic Parkway, West Des Moines, IA 50266Mailing Address
7700 Mills Civic Parkway, West Des Moines, IA 50266Phone Number
(515) 342-4616Established
Indiana since 04/21/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
PRINCIPAL SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
(6/18/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
PRINCIPAL SECURITIES, INC.
CRS (Client Relationship Summary) - BD
Click below to view Patrick Tien Donaghy's CRS (Customer Relationship Summary).
Similar Advisors
PRINCIPAL SECURITIES, INC.