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JL

Joseph E. Lavin

CBRE CAPITAL ADVISORS
NEW YORK, NY 10166
Some features on this profile are disabled
CRD#: 4470871
JL

Professional summary

Joseph Edward Lavin JR., AIF®, CIMA® is a registered financial professional currently at CBRE CAPITAL ADVISORS, INC. located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Edward Lavin JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CIMA®

Certified Investment Management Analyst

Experience

Current

June 25, 2025 - Present

CBRE CAPITAL ADVISORS, INC.

Office #1: 200 Park Avenue 2001, New York, NY 10166
BD
CRD#: 140565
NEW YORK, NY
Past

June 20, 2011 - June 10, 2025

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Radnor, PA
Past

May 18, 2005 - June 20, 2005

AMG DISTRIBUTORS, INC.

RIA
CRD#: 27314
CONSHOHOCKEN, PA
Past

November 1, 2001 - June 20, 2005

AMG DISTRIBUTORS, INC.

BD
CRD#: 27314
STAMFORD, CT
Past

June 2, 2000 - April 8, 2005

RORER ASSET MANAGEMENT LLC

RIA
CRD#: 104575
CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/25/2025)
RR
Pennsylvania
(6/25/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/4/2012
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/1/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/19/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CBRE CAPITAL ADVISORS, INC.
CBRE CAPITAL ADVISORS, INC. | TRAMMELL CROW CAPITAL CORPORATION | SERA PRIVATE FUNDS GROUP | CBRE CAPITAL CORPORATION

CRD#: 140565 / SEC#: , 8-67319

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2121 N. Pearl Street Suite 300, Dallas, TX 75201
Mailing Address
2121 N. Pearl Street Suite 300, Dallas, TX 75201
Phone number
(214) 863-4255
Established
Delaware since 12/15/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CBRE, INC.SOLE OWNER
MATTERA, RICHARD JOSEPHFINOP, PPO, PFO2246513
MILLON, JAMESREGISTERED PRINCIPAL5334992
POTTER, SCOTT CHRISTOPHERCFO/SECRETARY/CCO/PRESIDENT

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CBRE CAPITAL ADVISORS, INC.

CRD#: 140565New York, NY 10166

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