Timothy B. Walls

AXIENT INVESTMENT ADVISORS

Pelham, AL

CRD#: 4470781

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Professional summary

Timothy Brian Walls, who also goes by Tim Walls, is a registered financial advisor currently at AXIENT INVESTMENT ADVISORS LLC located in Pelham, Alabama and STONEX SECURITIES INC. located in Huntsville, Alabama.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 13 firms and has passed the Series 66, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Walls

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Brian Walls's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2025 - Present

AXIENT INVESTMENT ADVISORS LLC

RIA

CRD#: 336722

Pelham, AL

Current

September 10, 2025 - Present

STONEX SECURITIES INC.

Office #1: 403 Madison Street 2nd Floor, Huntsville, AL 35801

CRD#: 18456

Huntsville, AL

Past

September 10, 2025 - November 20, 2025

STONEX ADVISORS INC.

RIA

CRD#: 174182

Huntsville, AL

Past

March 1, 2021 - February 21, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Birmingham, AL

Past

March 1, 2021 - February 21, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Birmingham, AL

Past

September 13, 2016 - February 26, 2021

STONEX ADVISORS INC.

RIA

CRD#: 174182

BIRMINGHAM, AL

Past

September 13, 2016 - February 26, 2021

STONEX SECURITIES INC.

CRD#: 18456

Birmingham, AL

Past

February 19, 2016 - August 8, 2016

REGIONS SECURITIES LLC

CRD#: 159475

BIRMINGHAM, AL

Past

January 29, 2014 - November 18, 2015

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BIRMINGHAM, AL

Past

January 23, 2014 - January 29, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

BIRMINGHAM, AL

Past

January 23, 2014 - November 18, 2015

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

October 16, 2012 - September 27, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

BIRMINGHAM, AL

Past

October 12, 2012 - September 27, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

October 8, 2008 - October 15, 2012

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MOUNTAIN BROOK, AL

Past

October 8, 2008 - October 15, 2012

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

BIRMINGHAM, AL

Past

April 11, 2008 - September 26, 2008

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

DENVER, CO

Past

April 8, 2008 - September 26, 2008

SECURITIES AMERICA, INC.

CRD#: 10205

DENVER, CO

Past

April 16, 2007 - April 11, 2008

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

BIRMINGHAM, AL

Past

February 13, 2007 - April 11, 2008

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

BIRMINGHAM, AL

Past

March 22, 2002 - February 13, 2007

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

December 11, 2001 - January 24, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 11, 2001 - January 24, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/10/2025)

IAR

Alabama
(11/21/2025)

Arizona
(9/10/2025)

Arkansas
(9/10/2025)

California
(9/10/2025)

Colorado
(9/10/2025)

Florida
(9/10/2025)

Georgia
(9/10/2025)

Idaho
(9/10/2025)

Illinois
(9/10/2025)

Indiana
(9/10/2025)

Iowa
(9/10/2025)

Kentucky
(9/10/2025)

Louisiana
(9/10/2025)

Maryland
(9/10/2025)

Massachusetts
(9/10/2025)

Michigan
(9/10/2025)

Minnesota
(9/10/2025)

Mississippi
(9/10/2025)

Missouri
(9/10/2025)

Nebraska
(9/10/2025)

New York
(9/10/2025)

North Carolina
(9/11/2025)

Ohio
(9/11/2025)

Pennsylvania
(9/10/2025)

South Carolina
(9/10/2025)

Tennessee
(9/10/2025)

Texas
(9/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/28/2010

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 6/6/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/4/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AXIENT INVESTMENT ADVISORS LLC

AXIENT INVESTMENT ADVISORS LLC | EAGLE CREEK WEALTH MANAGEMENT

CRD#: 336722 / SEC#: 801-134453

RIA

Registered Investment Advisory firm - (11/14/2025 120-Day Approval)

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Contact information

Main Address

403 Madison St Se, Huntsville, AL 35801

Mailing Address

Phone number

(256) 980-1723

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AXIENT INVESTMENT ADVISORS LLC ADV 2A BROCHURE 08.28.2025 (8/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy B. Walls

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Brian Walls's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

STONEX ADVISORS INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

STONEX ADVISORS INC.

STONEX SECURITIES INC.

REGIONS SECURITIES LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

AMSOUTH INVESTMENT SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2001

Series 79TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/7/2001

Series 4

Date: 1/28/2010

Series 53

Date: 6/6/2005

Series 24

Date: 3/4/2004

FINRA

Current Firm

AXIENT INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

AXIENT INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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