Keith A. Palzer
Professional summary
Keith Allan Palzer, who also goes by Keith A. Palzer, is a registered financial professional currently at ANKURA CAPITAL ADVISORS, LLC located in New York, New York.
Keith is registered as a RR (Registered Representative) and started their career in finance in 2002. Keith has worked at 2 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Allan Palzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2015 - Present
ANKURA CAPITAL ADVISORS, LLC
Office #1: 485 Lexington Avenue 10th Floor, New York, NY 10017August 4, 2004 - June 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 23, 2002 - June 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2015)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ANKURA CAPITAL ADVISORS, LLC
CRD#: 114155 / SEC#: , 8-53403
Contact information
FINRA licenses (50 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
