Nathan D. Perkins

FMI CAPITAL ADVISORS

Raleigh, NC 27603

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CRD#: 4470601

Professional summary

Nathan Daniel Perkins is a registered financial professional currently at FMI CAPITAL ADVISORS, INC. located in Raleigh, North Carolina.

Nathan is registered as a RR (Registered Representative) and started their career in finance in 2002. Nathan has worked at 6 firms and has passed the Series 63, Series 66, Series 79TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathan Daniel Perkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2023 - Present

FMI CAPITAL ADVISORS, INC.

Office #1: 223 South West St. Suite 1200, Raleigh, NC 27603

CRD#: 129262

Raleigh, NC

Past

January 28, 2015 - January 16, 2017

SYNERGY CAPITAL I, LLC

CRD#: 47965

NEW YORK, NY

Past

June 19, 2009 - October 3, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WASHINGTON, DC

Past

June 19, 2009 - October 3, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WASHINGTON, DC

Past

June 1, 2009 - June 22, 2009

MORGAN STANLEY

RIA

CRD#: 149777

WASHINGTON, DC

Past

June 1, 2009 - June 22, 2009

MORGAN STANLEY

CRD#: 149777

WASHINGTON, DC

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WASHINGTON, DC

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

WASHINGTON, DC

Past

October 1, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WASHINGTON, DC

Past

January 1, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/17/2023)

Colorado
(1/19/2023)

Florida
(1/19/2023)

North Carolina
(2/17/2023)

Texas
(2/17/2023)

Exams

State Security Law Exam

Series 63

Date: 2/17/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/14/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/19/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 7/12/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/2/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/27/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FMI CAPITAL ADVISORS, INC.

CRD#: 129262 / SEC#: , 8-66206

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

44 Cook St Ste 900, Denver, CO 80206-5827

Mailing Address

44 Cook St Ste 900, Denver, CO 80206-5827

Phone number

(303) 377-4740

Established

Colorado since 07/30/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FMI CORPORATION	PARENT CO.
HUCKABY, TIMOTHY DON	PRESIDENT	4596179
THORNTON, STEVEN LEE	CCO / FINOP	4496384

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan D. Perkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathan Daniel Perkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYNERGY CAPITAL I, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/17/2023

Series 66

Date: 1/14/2002

Series 79TO

Date: 1/19/2023

SIE

Date: 7/12/2022

Series 31

Date: 1/2/2002

Series 7

Date: 12/27/2001

FINRA

Current Firm

FMI CAPITAL ADVISORS, INC.

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FMI CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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