Charles J. Suh

Some features on this profile are disabled

CRD#: 4470195

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Jung-woo Suh was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 2002. Charles had worked at 5 firms and has passed the Series 66, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 7, 2008 - June 29, 2018

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

RIA

CRD#: 106962

GLENDALE, CA

Past

January 7, 2008 - June 29, 2018

PACIFIC GLOBAL FUND DISTRIBUTORS, INC.

CRD#: 30642

GLENDALE, CA

Past

July 28, 2006 - February 20, 2007

KEYBANC CAPITAL MARKETS INC.

RIA

CRD#: 566

EL SEGUNDO, CA

Past

July 28, 2006 - November 21, 2007

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

EL SEGUNDO, CA

Past

March 23, 2004 - August 13, 2004

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

January 24, 2002 - August 13, 2004

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

CRD#: 106962 / SEC#: 801-41668

RIA

Registered Investment Advisory firm - (6/17/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 8/21/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 1/23/2002

General Securities Representative Examination

Current Firm

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

CRD#: 106962 / SEC#: 801-41668

RIA

Registered Investment Advisory firm - (6/17/1992 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

500 N. Brand Blvd Ste 2160, Glendale, CA 91203

Mailing Address

Phone number

(818) 242-6693

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PACIFIC GLOBAL BROCHURE (07/10/25) (7/10/2025)

Regulatory assets under management

Total Number of Accounts	260
AUM (Assets Under Management)	$ 98,939,503

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles J. Suh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PACIFIC GLOBAL FUND DISTRIBUTORS, INC.

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

Primary Firm SEC Registration

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2002

SIE

Date: 6/29/2018

Series 87

Date: 8/21/2006

Series 7

Date: 1/23/2002

Current Firm

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

TRUST BUT VERIFY

Similar Advisors