Claudia Arnold
Professional summary
Claudia Arnold, who also goes by Claudia Arnold-sawaf, Claudia Safaf, Claudia Sawaf, is a registered financial advisor currently at MISSION WEALTH MANAGEMENT, LP located in Irvine, California.
Claudia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Claudia has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Claudia Arnold's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2019 - Present
MISSION WEALTH MANAGEMENT, LP
Office #1: 1 Park Plaza Suite 580, Irvine, CA 92614January 31, 2014 - December 31, 2019
DYNAMIC
July 3, 2007 - February 3, 2014
NATIONAL PLANNING CORPORATION
June 21, 2007 - February 3, 2014
NATIONAL PLANNING CORPORATION
July 19, 2006 - June 19, 2007
OSAIC FA, INC.
July 19, 2006 - June 19, 2007
OSAIC FA, INC.
June 22, 2004 - July 1, 2005
NATIONAL PLANNING CORPORATION
November 5, 2001 - July 1, 2005
NATIONAL PLANNING CORPORATION
Primary Firm SEC Registration
MISSION WEALTH MANAGEMENT, LP
CRD#: 113057 / SEC#: 801-61230
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/8/2019)
Exams
Current Firm
MISSION WEALTH MANAGEMENT, LP
CRD#: 113057 / SEC#: 801-61230
Contact information
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16,573 |
| AUM (Assets Under Management) | $ 13,912,131,150 |
Red Flags
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