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JC

James K. Clark

STONE FORTRESS WEALTH STRATEGIES
PLYMOUTH, MN
Some features on this profile are disabled
CRD#: 4469500
JC

Professional summary

James Kevin Clark is a registered financial advisor currently at STONE FORTRESS WEALTH STRATEGIES located in Plymouth, Minnesota.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. James has worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kevin Clark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2025 - Present

STONE FORTRESS WEALTH STRATEGIES

RIA
CRD#: 331873
PLYMOUTH, MN
Past

January 3, 2011 - May 8, 2023

NUVEEN SECURITIES, LLC

BD
CRD#: 469
MINNEAPOLIS, MN
Past

August 31, 2009 - January 3, 2011

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

September 29, 2006 - April 3, 2009

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
PLAINSBORO, NJ
Past

September 29, 2006 - April 2, 2009

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

December 11, 2002 - September 29, 2006

FAM DISTRIBUTORS, INC.

BD
CRD#: 4100
NEW YORK, NY
Past

June 20, 2002 - September 29, 2006

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA
CRD#: 105068
PRINCETON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(11/18/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/8/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/17/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/14/2001
General Securities Representative Examination

Current Firm

SF
STONE FORTRESS WEALTH STRATEGIES
DDMT FINANCIAL SERVICES, LLC | STONE FORTRESS WEALTH STRATEGIES

CRD#: 331873 / SEC#:

Alabama
Registered Investment Advisory firm - (12/16/2024 Approved)
Louisiana
Registered Investment Advisory firm - (9/24/2025 Approved)
Minnesota
Registered Investment Advisory firm - (11/18/2025 Approved)
Pennsylvania
Registered Investment Advisory firm - (7/18/2024 Approved)
Texas
Registered Investment Advisory firm - (6/4/2024 Conditional Restricted)
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Contact information

Main Address
Huntingdon Valley, PA
Mailing Address
P.o. Box 14402, Philadelphia, PA 19115
Phone number
(215) 315-3348
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts192
AUM (Assets Under Management)$ 56,113,317

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONE FORTRESS WEALTH STRATEGIES

CRD#: 331873Plymouth, MN

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