TB
Timothy A. Barnum
DICKINSON BARNUM INVESTMENT MANAGEMENT
Paragould, AR 72450
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CRD#: 4469438
TB
Professional summary
Timothy Arnold Barnum, who also goes by Tim Barnum, Timothy A Barnum, is a registered financial advisor currently at DICKINSON BARNUM INVESTMENT MANAGEMENT, LLC located in Paragould, Arkansas and PURSHE KAPLAN STERLING INVESTMENTS located in Paragould, Arkansas.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Timothy has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Barnum | Timothy A Barnum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DICKINSON BARNUM INVESTMENT MANAGEMENT; INVESTMENT RELATED; 1024 W COURT ST Suite A, PARAGOULD, AR 72450; IAR/RIA; START DATE: 08/05/2011; 160 HRS/MO 2) COMFORT HOMES LLC; NOT INVESTMENT RELATED; 21 Victor Drive, PARAGOULD, AR 72450; SPECULATIVE HOUSING; INITIAL MEMBER; STARTED 11/15/2014; 20 HRS PER MONTH, NONE DURING TRADING HRS; FUND & OVERSEE CONTRACTOR'S EFFORTS IN BUILDING HOUSES FOR SALE; 3) We Warrior Three, LLC; NOT INVESTMENT RELATED; Three private pilots who purchase maintain, and store an aircraft for personal use; Member of LLC; Started 1/1/2024; 0 Hrs per month, none during tradings hrs; No duties, just ownership. 4) LICENSED INSURANCE AGENTS IN ARKANSAS; INVESTMENT RELATED: 1024 W COURT ST Suite A, PARAGOULD AR 72450; STARTED 09/01/2000; NONE DURING TRADING HRS; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 10 5) Kiwanis Club of Paragould, AR. Not Investment Related. Meets @ grecian steakhouse, Paragould, AR; Board member; Lunch Club; Start Date: 10/01/2022; 6hrs/month; 5 during trading hours; Vote on club rules & by laws; discuss & vote on donations to children related causes & activities 6) Willlow Grove LLC aka Willow Grove Apartments; Not Investment Related; 21 Victor Dr, Paragould, AR 72450; Owner; Real Estate Rental / Commercial / Property / Management Services; Start Date: 10/01/2023; 40 hrs/ month; .5 during trading hours; Secure financing; overseeing personally owned rental properties.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Arnold Barnum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2011 - Present
DICKINSON BARNUM INVESTMENT MANAGEMENT, LLC
Office #1: 1024 West Court St Suite A, Paragould, AR 72450RIA
CRD#: 156672
Paragould, AR
Current
August 5, 2011 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1024 West Court Street Suite A, Paragould, AR 72450BD
CRD#: 35747
Paragould, AR
Past
January 25, 2007 - August 10, 2011
EDWARD JONES
RIA
CRD#: 250
PARAGOULD, AR
Past
January 1, 2002 - August 10, 2011
EDWARD JONES
BD
CRD#: 250
PARAGOULD, AR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/5/2011)
IAR
Arkansas(8/19/2011)
RR
Florida(9/1/2017)
RR
Illinois(12/21/2016)
RR
Missouri(8/5/2011)
IAR
Missouri(1/20/2017)
RR
Texas(6/9/2017)
RR
Utah(4/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DB
DICKINSON BARNUM INVESTMENT MANAGEMENT, LLC
DICKINSON BARNUM INVESTMENT MANAGEMENT, LLC | DICKINSON INVESTMENT MANAGEMENT
CRD#: 156672 / SEC#:
Arkansas
Registered Investment Advisory firm - (5/19/2011 Approved)Missouri
Registered Investment Advisory firm - (1/17/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1024 West Court St Suite A, Paragould, AR 72450
Mailing Address
Phone number
(870) 240-8080
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 641 |
| AUM (Assets Under Management) | $ 59,980,000 |
Red Flags
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Company Information
DICKINSON BARNUM INVESTMENT MANAGEMENT, LLC
CRD#: 156672Paragould, AR 72450TRUST BUT VERIFY
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