Jeffrey A. Carney

CAPITAL WEALTH PLANNING

NAPLES, FL 34110

Some features on this profile are disabled

CRD#: 4469411

Professional summary

Jeffrey Alan Carney, who also goes by Jeffrey Alan Carney, is a registered financial advisor currently at CAPITAL WEALTH PLANNING, LLC located in Naples, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Alan Carney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) T. BASS & ASSOCIATES, LLC, CPAS, NON-INVESTMENT RELATED, 5121 CASTELLO DRIVE, SUITE 1, NAPLES, FL 34103, CPA FIRM TAX PARTNER, 09/15/10, 175 HOURS P/M. (2) CAPITALROCK FINANCIAL, LLC, INVESTMENT ADVISER, INVESTMENT-RELATED, 1016 COLLIER CENTER WAY, SUITE 101, NAPLES, FL 34110, CHIEF COMPLIANCE OFFICER. 01/2017, 5 HOURS/WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Carney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2012 - Present

CAPITAL WEALTH PLANNING, LLC

Office #1: 1016 Collier Center Way Suite 101, Naples, FL 34110

RIA

CRD#: 150764

NAPLES, FL

Past

January 25, 2008 - February 2, 2012

GLOBAL WEALTH CONSULTANTS, LLC

RIA

CRD#: 144221

NAPLES, FL

Past

March 11, 2003 - February 20, 2008

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

NEWPORT, RI

Past

January 24, 2002 - February 20, 2008

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

NAPLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL WEALTH PLANNING, LLC

CRD#: 150764 / SEC#: 801-70333

RIA

Registered Investment Advisory firm - (6/30/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/22/2012)

IAR

Rhode Island
(7/25/2012)

IAR

Texas
(11/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/2/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/23/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAPITAL WEALTH PLANNING, LLC

CRD#: 150764 / SEC#: 801-70333

RIA

Registered Investment Advisory firm - (6/30/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9015 Strada Stell Ct Suite 203, Naples, FL 34109

Mailing Address

Phone number

(239) 593-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWP FORM ADV PART 2A (MAY 5, 2020) (2/21/2025)

Regulatory assets under management

Total Number of Accounts	11,690
AUM (Assets Under Management)	$ 11,419,152,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Steven Adelson

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Fort Myers, FL

Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

IAR

Naples, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey A. Carney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Carney's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL WEALTH CONSULTANTS, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CAPITAL WEALTH PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2002

Series 63

Date: 2/1/2002

Series 7

Date: 3/2/2004

Series 6

Date: 1/23/2002

Current Firm

CAPITAL WEALTH PLANNING, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL WEALTH PLANNING, LLC

TRUST BUT VERIFY

Similar Advisors