Corbin T. Jones
Professional summary
Corbin Taylor Jones was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Corbin is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Corbin had worked at 2 firms, which includes TIMES SECURITIES INC., BERRY-SHINO SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2005 - June 8, 2007
TIMES SECURITIES, INC.
June 21, 2002 - December 21, 2005
BERRY-SHINO SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TIMES SECURITIES, INC.
CRD#: 118813 / SEC#: , 8-53691
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHOOI, STEPHANIE PEY | OWNER, PRESIDENT, CEO, CROP, SROP, CHIEF COMPLIANCE OFFICER, FINOP | 2108458 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
