Stephanie Pey Chooi
Professional Summary
Stephanie Pey Chooi, who also goes by Pey Yee Chooi, Stephanie Chooi, was a registered financial advisor. Stephanie was a previously registered financial advisor and started their career in finance 1990 - 2007. Stephanie had worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 4, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Pey Yee Chooi, Stephanie Chooi
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
STEPHANIE CHOOI | TIMES SECURITIES, INC. | TIMES SECURITIES, INC
Contact Information
Established
California since 11/08/2001Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHOOI, STEPHANIE PEY | OWNER, PRESIDENT, CEO, CROP, SROP, CHIEF COMPLIANCE OFFICER, FINOP | 2108458 |
Disclosures
Arbitration
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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