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JV

Jonathan Jay Volle

CRD# 4468342·Registered 2012 - 2016
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan Jay Volle was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 2012 - 2016. Jonathan had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years registered in the securities industry

Current & Past Employments

Past

BONDWAVE LLCPast·CRD# 113229
RIA
Wheaton, IL
November 6, 2012 - November 1, 2016

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Current Firm

BL
BONDWAVE LLC

BONDWAVE ADVISORS | BONDWAVE LLC | BONDWAVE ADVISORS, A DIVISION OF BONDWAVE LLC

CRD#: 113229 / SEC#: 801-70049, 8-53299
BD
Cancelled by SEC on 03/16/2009

Contact Information

Established

Delaware since 08/23/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

BONDWAVE ADV PART 2 - FIRM BROCHURE 3/30/2016 (3/30/2016)

Direct owners and executive officers

NamePositionCRD#
FIRST TRUST PORTFOLIOS L.P.SHAREHOLDER—
BOWEN, JAMES ALLENCHAIRMAN OF THE BOARD1123316
BRADLEY, MARK RAYMONDCHIEF FINANCIAL OFFICER1141683
BROWN, KATHLEEN WIELANDCHIEF COMPLIANCE OFFICER2000718
CARR, GREGORY GERARDSENIOR VICE PRESIDENT2210835
COLEMAN, PETER EDWARDDIRECTOR1276153
DEFEO, MICHAEL ARTHURCHIEF OPERATING OFFICER2864756
FITZGERALD, PATRICK MICHAELDIRECTOR4399309
GRAHAM, RUSSELL JOHNPRESIDENT/CEO2269812
JARDINE, WILLIAM SCOTTCORPORATE SECRETARY2609233
LB I GROUP INC.SHAREHOLDER—
ROGGENSACK, ANDREW SCOTTDIRECTOR1582059
SCHARF, JODY TODDDIRECTOR1056976
TRETER, MATTHEW RICARTSENIOR VICE PRESIDENT-TRADING2409195
VOLLE, JONATHAN JAYCHIEF INFORMATION OFFICER4468342

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2012About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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