Russell John Graham
Professional Summary
Russell John Graham, who also goes by Russ Graham, was a registered financial advisor. Russell was a previously registered financial professional and started their career in finance 1992 - 2008. Russell had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Russ Graham
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
BONDWAVE ADVISORS | BONDWAVE LLC | BONDWAVE ADVISORS, A DIVISION OF BONDWAVE LLC
Contact Information
Main Address
120 E. Liberty Drive Suite 400, Wheaton, IL 60187Established
Delaware since 08/23/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberDirect owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST TRUST PORTFOLIOS L.P. | SHAREHOLDER | — |
| BOWEN, JAMES ALLEN | CHAIRMAN OF THE BOARD | 1123316 |
| BRADLEY, MARK RAYMOND | CHIEF FINANCIAL OFFICER | 1141683 |
| BROWN, KATHLEEN WIELAND | CHIEF COMPLIANCE OFFICER | 2000718 |
| CARR, GREGORY GERARD | SENIOR VICE PRESIDENT | 2210835 |
| COLEMAN, PETER EDWARD | DIRECTOR | 1276153 |
| DEFEO, MICHAEL ARTHUR | CHIEF OPERATING OFFICER | 2864756 |
| FITZGERALD, PATRICK MICHAEL | DIRECTOR | 4399309 |
| GRAHAM, RUSSELL JOHN | PRESIDENT/CEO | 2269812 |
| JARDINE, WILLIAM SCOTT | CORPORATE SECRETARY | 2609233 |
| LB I GROUP INC. | SHAREHOLDER | — |
| ROGGENSACK, ANDREW SCOTT | DIRECTOR | 1582059 |
| SCHARF, JODY TODD | DIRECTOR | 1056976 |
| TRETER, MATTHEW RICART | SENIOR VICE PRESIDENT-TRADING | 2409195 |
| VOLLE, JONATHAN JAY | CHIEF INFORMATION OFFICER | 4468342 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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