Laura M. Steinbeck
KESTRA ADVISORY SERVICES
Danville, CA 94526
Some features on this profile are disabled
CRD#: 4468338
Professional summary
Laura Michelle Steinbeck, CFP®, who also goes by Laura Michelle Green, Laura Michelle O'brien, Laura Michelle Obrien, Laura Michelle Steinbeck, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Danville, California and KESTRA INVESTMENT SERVICES, LLC located in Danville, California.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Laura has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Michelle Green | Laura Michelle O'brien | Laura Michelle Obrien | Laura Michelle Steinbeck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Pacific Wealth Planning, Inc. Investment Related: Yes Address: 111 Deerwood Rd, Suite 175 San Ramon CA 94583 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance Position, Title or Relationship: Financial advisor in divorce, expert witness in divorce Start Date: 6/1/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: outline division options and potential outcomes serve as a witness to describe statements, projections sell life, LTC, disability where applicable to a plan Name: Laura Steinbeck - Notary Investment Related: No Address: 111 Deerwood Rd, Suite 175 San Ramon CA 94583 Nature of Business: Other Other/None of the Above Notary Position, Title or Relationship: I'm the only notary... see above Start Date: 6/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: See above Name: Kestra Financial Services Investment Related: Yes Address: 5707 Southwest Parkway| Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 6/1/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial Advisor Name: AFEA - American Financial Education Alliance Investment Related: No Address: 111 Deerwood Rd, Suite 175 San Ramon CA 94583 Nature of Business: Other Other/None of the Above 501c3 organization that promotes financial education and literacy in local communities Position, Title or Relationship: Instructor Start Date: 5/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Be the instructor for various courses Name: PACIFIC WEALTH PLANNING, INC.POSITION: Financial Advisor, CFP, CDFA NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2022 ADDRESS: 111 Deerwood Road, Suite 175, San Ramon CA 94583 DESCRIPTION: From anything to phone calls to help attorneys understand the financial disclosures on their client's behalf to supporting RSU/Option Division, to creating cash flow to support for/against the need for spousal support. Name: PACIFIC INSURANCE PLANNING POSITION: Owner NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2024 ADDRESS: 111 Deerwood Road, Suite 175, San Ramon CA 94583 DESCRIPTION: I will initially oversee, but ultimately, we will have staff servicing exiting relationships. Not intending to actively solicit new clients at this time. Name: LEGACY PACIFIC INSURANCE SOLUTIONS POSITION: Owner NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2024 ADDRESS: 111 Deerwood Road, Suite 175, San Ramon CA 94583, United States DESCRIPTION: I will initially oversee, but ultimately, we will have staff servicing exiting relationships. Not intending to actively solicit new clients at this time. Name: LAURA STEINBECK, TRUSTEE JUDY LYNN CLARK TRUST POSITION: Trustee NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2025 ADDRESS: 111 Deerwood Road, Suite 175, San Ramon CA 94583, United States DESCRIPTION: Invest the funds in the account and serve within the Trustee capacity.
CRS (Client Relationship Summary) - RIA
Click below to view Laura Michelle Steinbeck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
July 2, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 318 Diablo Road Suite 150, Danville, CA 94526RIA
CRD#: 283330
Danville, CA
Current
July 2, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 318 Diablo Road Suite 150, Danville, CA 94526BD
CRD#: 42046
Danville, CA
Past
March 15, 2011 - July 22, 2020
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
SAN RAMON, CA
Past
March 15, 2011 - July 22, 2020
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
SAN RAMON, CA
Past
September 8, 2009 - December 12, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN RAMON, CA
Past
September 8, 2009 - March 9, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN RAMON, CA
Past
December 3, 2008 - September 8, 2009
ASSOCIATED SECURITIES CORP.
RIA
CRD#: 12969
SAN RAMON, CA
Past
December 2, 2008 - September 8, 2009
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
SAN RAMON, CA
Past
May 5, 2008 - April 19, 2011
STRATEGIC WEALTH ADVISORS GROUP
RIA
CRD#: 140977
SAN RAMON, CA
Past
April 30, 2008 - November 28, 2008
FSC SECURITIES CORPORATION
BD
CRD#: 7461
SAN RAMON, CA
Past
April 25, 2008 - November 28, 2008
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
SAN RAMON, CA
Past
March 2, 2006 - April 17, 2008
CERTIFIED PLANNERS, INC.
RIA
CRD#: 105364
SAN RAMON, CA
Past
February 28, 2006 - October 31, 2006
PROTECTED INVESTORS OF AMERICA
BD
CRD#: 6082
SAN RAMON, CA
Past
September 30, 2002 - February 1, 2006
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
WILMETTE, IL
Past
September 30, 2002 - February 1, 2006
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
WILMETTE, IL
Past
May 8, 2002 - October 2, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/16/2021)
RR
Arizona(7/2/2020)
RR
California(7/2/2020)
IAR
California(7/2/2020)
RR
Florida(4/4/2025)
RR
Georgia(10/29/2021)
RR
Idaho(4/26/2022)
RR
Illinois(7/2/2020)
RR
Iowa(7/2/2020)
RR
Michigan(3/1/2022)
RR
Minnesota(9/28/2020)
RR
Nevada(11/9/2020)
RR
New York(7/2/2020)
RR
Ohio(7/2/2020)
RR
Oregon(7/2/2020)
RR
Washington(11/2/2020)
RR
West Virginia(10/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Danville, CA 94526TRUST BUT VERIFY
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