David L. Summers

EAGLE INVESTMENT ADVISORS

Downingtown, PA 19335

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CRD#: 4467480

Professional summary

David Lynn Summers is a registered financial advisor currently at EAGLE INVESTMENT ADVISORS located in Downingtown, Pennsylvania.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lynn Summers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2012 - Present

EAGLE INVESTMENT ADVISORS

Office #1: 131 Wallace Avenue Suite 14, Downingtown, PA 19335

RIA

CRD#: 144094

Downingtown, PA

Past

July 27, 2006 - June 11, 2007

EAGLE INVESTMENT ADVISORS, LLC

RIA

CRD#: 138999

EXTON, PA

Past

August 24, 2004 - October 10, 2006

WEATHERVANE WEALTH MANAGEMENT, LLC

RIA

CRD#: 132159

EXTON, PA

Past

March 9, 2004 - August 11, 2004

PATRIOT ADVISORS, INC.

RIA

CRD#: 107060

EXTON, PA

Past

September 30, 2002 - November 19, 2003

BONDS & PAULUS ASSOCIATES, INC.

RIA

CRD#: 108626

EXTON, PA

Past

November 8, 2001 - January 31, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE INVESTMENT ADVISORS

EAGLE INVESTMENT ADVISORS | EAGLE INVESTMENT ADVISORS, LLC

CRD#: 144094 / SEC#: 801-118074

RIA

Registered Investment Advisory firm - (2/14/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/18/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/27/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/8/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/7/2001

General Securities Representative Examination

Current Firm

EAGLE INVESTMENT ADVISORS

EAGLE INVESTMENT ADVISORS | EAGLE INVESTMENT ADVISORS, LLC

CRD#: 144094 / SEC#: 801-118074

RIA

Registered Investment Advisory firm - (2/14/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/18/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/27/2016 Terminated)

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Contact information

Main Address

131 Wallace Avenue Suite 14, Downingtown, PA 19335

Mailing Address

Phone number

(610) 269-0269

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EAGLE IA FORM 2A BROCHURE AND 2B SUPPLEMENT JAN 2020 # 1010 (1/31/2025)

Regulatory assets under management

Total Number of Accounts	256
AUM (Assets Under Management)	$ 168,555,202

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/21/2025	Cover Page	Report
01/18/2024	Cover Page	Report
01/27/2023	Cover Page	Report
03/31/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David L. Summers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lynn Summers's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE INVESTMENT ADVISORS, LLC

WEATHERVANE WEALTH MANAGEMENT, LLC

PATRIOT ADVISORS, INC.

BONDS & PAULUS ASSOCIATES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

EAGLE INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2001

Series 7

Date: 11/7/2001

Current Firm

EAGLE INVESTMENT ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE INVESTMENT ADVISORS

TRUST BUT VERIFY

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