Anthony Greer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Greer, who also goes by Tony Greer, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2001. Anthony had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 25, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2018 - April 16, 2025
GUZMAN & COMPANY
September 10, 2015 - August 8, 2016
INTL FCSTONE CREDIT TRADING LLC
September 22, 2014 - August 28, 2015
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
April 9, 2013 - August 22, 2014
IMPERIAL CAPITAL, LLC
January 16, 2009 - March 25, 2013
COWEN SECURITIES LLC
February 7, 2007 - January 15, 2009
HAPOALIM SECURITIES USA, INC.
April 16, 2002 - February 7, 2007
STUART FRANKEL & CO., INCORPORATED
December 13, 2001 - April 16, 2002
BURLINGTON CAPITAL MARKETS INC.
October 18, 2001 - November 28, 2001
STEVENS, ALAN BEN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 25
Date: 8/5/2003
NYSE Trading Assistant ExaminationSeries 55
Date: 5/17/2002
Limited Representative-Equity Trader ExamCurrent Firm
GUZMAN & COMPANY
CRD#: 21013 / SEC#: , 8-38646
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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