Lowell T. Fletcher

AMERICAN CAPITAL MANAGEMENT

COLUMBUS, OH 43240

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CRD#: 4466423

Professional summary

Lowell Thomas Fletcher is a registered financial advisor currently at AMERICAN CAPITAL MANAGEMENT, INC. located in Columbus, Ohio.

Lowell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Lowell has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM AN INVESTMENT ADVISOR REPRESENTATIVE WITH AMERICAN CAPITAL MANAGEMENT. THIS IS INVESTMENT RELATED. I SPEND 40 HOURS PER WEEK AT THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lowell Thomas Fletcher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2014 - Present

AMERICAN CAPITAL MANAGEMENT, INC.

Office #1: 1900 Polaris Parkway, Columbus, OH 43240

RIA

CRD#: 122452

COLUMBUS, OH

Past

September 6, 2023 - March 5, 2024

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

Columbus, OH

Past

February 25, 2011 - September 1, 2023

AMERICAN EQUITY INVESTMENT CORPORATION

CRD#: 40199

WESTERVILLE, OH

Past

September 13, 2010 - December 16, 2014

EASTWIND CAPITAL WEALTH MANAGEMENT

RIA

CRD#: 146957

WESTERVILLE, OH

Past

December 4, 2006 - September 8, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DUBLIN, OH

Past

December 1, 2006 - September 8, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DUBLIN, OH

Past

June 19, 2002 - December 14, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBUS, OH

Past

January 4, 2002 - December 14, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/17/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/2002

General Securities Representative Examination

Current Firm

AMERICAN CAPITAL MANAGEMENT, INC.

AMERICAN CAPITAL MANAGEMENT, INC. | JT DAVIS ASSET MANAGEMENT, LLC

CRD#: 122452 / SEC#:

Florida

Registered Investment Advisory firm - (3/30/2018 Approved)

Indiana

Registered Investment Advisory firm - (7/30/1991 Approved)

Kentucky

Registered Investment Advisory firm - (1/24/2008 Approved)

Ohio

Registered Investment Advisory firm - (6/28/2013 Approved)

Texas

Registered Investment Advisory firm - (12/5/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4222 Grantline Road, New Albany, IN 47150

Mailing Address

Phone number

(812) 945-9888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	435
AUM (Assets Under Management)	$ 78,724,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lowell T. Fletcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lowell Thomas Fletcher's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN CAPITAL MANAGEMENT, INC.

REGULUS FINANCIAL GROUP, LLC

AMERICAN EQUITY INVESTMENT CORPORATION

EASTWIND CAPITAL WEALTH MANAGEMENT

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2002

SIE

Date: 10/1/2018

Series 7

Date: 1/3/2002

Current Firm

AMERICAN CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMERICAN CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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