Joseph B. Fox

FRANKLIN STREET ADVISORS

Chapel Hill, NC 27517-8833

Some features on this profile are disabled

CRD#: 4466171

Professional summary

Joseph Bernard Fox IV, CFP®, who also goes by J.b. Fox IV, is a registered financial advisor currently at FRANKLIN STREET ADVISORS INC. located in Chapel Hill, North Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J.b. Fox Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Bernard Fox IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 10, 2007 - Present

FRANKLIN STREET ADVISORS INC.

Office #1: 1450 Raleigh Road Suite 300, Chapel Hill, NC 27517-8833

RIA

CRD#: 106275

Chapel Hill, NC

Past

July 10, 2007 - April 30, 2008

FRANKLIN STREET SECURITIES, INC.

CRD#: 26755

CHAPEL HILL, NC

Past

January 18, 2005 - April 2, 2007

CAPITAL ONE INVESTMENTS, LLC

CRD#: 17526

NEW ORLEANS, LA

Past

December 11, 2001 - September 24, 2003

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRANKLIN STREET ADVISORS INC.

FRANKLIN STREET ADVISORS INC. | FRANKLIN STREET ASSET MANAGEMENT, LLC | FRANKLIN STREET ADVISORS, INC.

CRD#: 106275 / SEC#: 801-39635

RIA

Registered Investment Advisory firm - (8/15/1991 Approved)

North Carolina

Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/15/2021)

IAR

North Carolina
(7/10/2007)

IAR

Texas
(2/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/13/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/10/2001

General Securities Representative Examination

Current Firm

FRANKLIN STREET ADVISORS INC.

FRANKLIN STREET ADVISORS INC. | FRANKLIN STREET ASSET MANAGEMENT, LLC | FRANKLIN STREET ADVISORS, INC.

CRD#: 106275 / SEC#: 801-39635

RIA

Registered Investment Advisory firm - (8/15/1991 Approved)

North Carolina

Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 Raleigh Road Suite 300, Chapel Hill, NC 27517-8833

Mailing Address

Phone number

(919) 489-2600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRANKLIN STREET ADVISORS FORM ADV PART 2A BROCHURE MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,613
AUM (Assets Under Management)	$ 3,930,236,135

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/24/2025	Cover Page	Report
08/28/2023	Cover Page	Report
11/23/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Conklin

HUNTER STREET INVESTMENT ADVISORS LLC

IAR

Apex, NC

Laird Hepburn

BSG ADVISERS

IAR

Apex, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph B. Fox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Bernard Fox IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANKLIN STREET ADVISORS INC.

FRANKLIN STREET SECURITIES, INC.

CAPITAL ONE INVESTMENTS, LLC

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

FRANKLIN STREET ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/13/2003

Series 7

Date: 12/10/2001

Current Firm

FRANKLIN STREET ADVISORS INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FRANKLIN STREET ADVISORS INC.

TRUST BUT VERIFY

Similar Advisors