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MM

Melanie P. Megenity

1964 GLOBAL
New York, NY 10007
Some features on this profile are disabled
CRD#: 4465319
MM

Professional summary

Melanie Proctor Megenity, who also goes by Melanie Cher Proctor, is a registered financial professional currently at 1964 GLOBAL located in New York, New York and ARC GROUP SECURITIES LLC located in Greenbrae, California.

Melanie is registered as a RR (Registered Representative) and started their career in finance in 2001. Melanie has worked at 15 firms and has passed the Series 63, Series 99TO, SIE and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Melanie Cher Proctor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Melanie Proctor Megenity's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 20, 2006 - Present

1964 GLOBAL

Office #1: 71 Murray Street No. 8, New York, NY 10007
BD
CRD#: 139091
New York, NY
Current

June 6, 2008 - Present

ARC GROUP SECURITIES LLC

BD
CRD#: 132026
GREENBRAE, CA
Past

June 25, 2015 - February 27, 2017

HUNNICUTT & CO. LLC

BD
CRD#: 20576
NEW YORK, NY
Past

January 23, 2009 - April 20, 2012

MCCLENDON, MORRISON & PARTNERS, INC.

BD
CRD#: 14684
CHICAGO, IL
Past

January 20, 2009 - April 13, 2012

INTERDEALER SECURITIES, LLC

BD
CRD#: 140106
NEW YORK, NY
Past

June 2, 2008 - October 8, 2009

CODA MARKETS, INC.

BD
CRD#: 36187
WILMETTE, IL
Past

April 10, 2008 - July 10, 2009

THOMAS GROUP CAPITAL

BD
CRD#: 112901
ATLANTA, GA
Past

December 10, 2007 - December 1, 2009

EMERALD INVESTMENTS, INC.

BD
CRD#: 139511
NEW YORK, NY
Past

November 1, 2007 - November 18, 2009

P. A. N. SECURITIES, LP

BD
CRD#: 104823
NORWALK, CT
Past

November 1, 2007 - September 2, 2014

CASH APP INVESTING LLC

BD
CRD#: 144076
WEIRTON, WV
Past

May 1, 2006 - June 2, 2008

ARC GROUP SECURITIES LLC

BD
CRD#: 132026
NEW YORK, NY
Past

August 25, 2004 - August 19, 2015

ARIA CAPITAL ADVISORS, LLC

BD
CRD#: 130891
ST. PETERSBURG, FL
Past

August 4, 2004 - July 29, 2005

WESTON INTERNATIONAL CAPITAL MARKETS LLC

BD
CRD#: 130742
NEW YORK, NY
Past

April 16, 2003 - October 30, 2003

ROCKBRIDGE SECURITIES, INC.

BD
CRD#: 47072
LAGUNA BEACH, CA
Past

January 2, 2003 - April 10, 2003

TETON INVESTMENT PARTNERS, LLC

BD
CRD#: 122569
ATLANTA, GA
Past

November 15, 2001 - September 2, 2010

MIDSOUTH CAPITAL, INC.

BD
CRD#: 35039
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/15/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 28
Date: 11/5/2001
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AG
ARC GROUP SECURITIES LLC
ARC GROUP SECURITIES LLC | OBJECTIVE EQUITY, LLC

CRD#: 132026 / SEC#: , 8-66541

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
380 Bretano Way, Greenbrae, CA 94904
Mailing Address
380 Bretano Way, Greenbrae, CA 94904
Phone number
(212) 334-6365
Established
New York since 04/06/2004
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARC GROUP US HOLDINGS, LLCMEMBER
FLEISCHMAN, SAMUEL JAYCCO1860709
HANNA, IAN LEECEO7922113
MEGENITY, MELANIE PROCTORFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4465319
RIEDEL, DAVIDPRESIDENT/COO2541129

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARC GROUP SECURITIES LLC

CRD#: 132026New York, NY 10007

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