Guilherme C. Marone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guilherme Cortella Marone, who also goes by Guilherme Cortilla Marone, was a registered financial professional .
Guilherme is a previously registered financial professional and started their career in finance in 2001. Guilherme had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2018 - September 16, 2021
SANTANDER INVESTMENT SECURITIES INC.
July 25, 2008 - July 9, 2018
DEUTSCHE BANK SECURITIES INC.
May 10, 2004 - April 18, 2008
BARCLAYS CAPITAL INC.
October 16, 2001 - May 18, 2004
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANTANDER INVESTMENT SECURITIES INC.
CRD#: 37216 / SEC#: 801-70715, 8-47664
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
