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David F. Ventura

SIGMA FINANCIAL
Kewadin, MI
Some features on this profile are disabled
CRD#: 4464313
DV
David Franklin VenturaSIGMA FINANCIAL

Professional summary

David Franklin Ventura is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Kewadin, Michigan.

David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Franklin Ventura's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 22, 2026 - Present

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
Kewadin, MI
Past

September 8, 2009 - July 9, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
KEWADIN, MI
Past

April 17, 2006 - September 8, 2009

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
KEWADIN, MI
Past

May 29, 2002 - April 18, 2006

CINCINNATI ANALYSTS, INC.

BD
CRD#: 5478
CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/22/2026)
RR
Colorado
(6/22/2026)
RR
Florida
(6/22/2026)
RR
Georgia
(6/23/2026)
RR
Indiana
(6/23/2026)
RR
Maryland
(6/22/2026)
RR
Massachusetts
(6/22/2026)
RR
Michigan
(6/22/2026)
RR
North Carolina
(6/22/2026)
RR
Tennessee
(6/22/2026)
RR
Texas
(6/22/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/11/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/23/2002
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SIGMA FINANCIAL CORPORATION
SIGMA FINANCIAL CORPORATION

CRD#: 14303 / SEC#: , 8-30466

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
300 Parkland Plaza, Ann Arbor, MI 48103-9508
Mailing Address
300 Parkland Plaza, Ann Arbor, MI 48103-9508
Phone number
(734) 663-1611
Established
Michigan since 09/20/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020TRUST (OWNER OF ALL VOTING SHARES)
MCCLELLAN, JOHN ALEXANDERCHIEF RISK AND BUSINESS OFFICER4016479
PHILLIPS, RICHARD THOMASCHIEF COMPLIANCE OFFICER6041363
PISTOR, RANDOLPH FULVIOCHIEF LEGAL OFFICER5143334
RYDELL, BRANDON DAVIDPRESIDENT2933397
RYDELL, JEROME STANLEYCEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020408389
WOOTON, RYAN DANIELCHIEF FINANCIAL OFFICER8006797

Disclosures

Regulatory Event15
Arbitration11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGMA FINANCIAL CORPORATION

CRD#: 14303Kewadin, MI

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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