David C. Johnsen
Professional summary
David Christian Johnsen, who also goes by David Christian Johnsen, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York and LIQUIDNET, INC. located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2001. David has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Christian Johnsen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2024 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008December 5, 2024 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281September 6, 2019 - June 4, 2024
SCOTIA CAPITAL (USA) INC.
March 21, 2012 - August 29, 2019
BARCLAYS CAPITAL INC.
May 20, 2002 - September 17, 2004
REDI GLOBAL TECHNOLOGIES LLC
November 9, 2001 - March 20, 2012
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/29/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/4/2001
Limited Representative-Equity Trader ExamFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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