TV
Todd H. Van Bruggen
CETERA INVESTMENT ADVISERS LLC
SIOUX CENTER, IA 51250
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CRD#: 4464163
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Professional summary
Todd Henry Van Bruggen, who also goes by Todd H Van Bruggen, Todd Van Bruggen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sioux Center, Iowa.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Todd has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd H Van Bruggen | Todd Van Bruggen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: INSURANCE AGENT NATURE: SELLING INSURANCE PRODUCTS APPROVED THROUGH AVANTAX INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2024 ADDRESS: 51 St Andrews Way, Sioux Center IA 51250, United States DESCRIPTION: MEET WITH CLIENTS, FIND INSURANCE PRODUCT NEEDS AND PROVIDE BEST OPTIONS. 2) PVB HOLDINGS LLC POSITION: MEMBER NATURE: THIS IS THE RENTAL PARTNERSHIP FOR OUR OFFICE BUILDING INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2019 ADDRESS: 51 St Andrews Way, Sioux Center IA 51250, United States DESCRIPTION: COLLECT RENTS AND GET MAINTENANCE WHEN NEEDED. 3)SIEBRECHT & CO., P.C. DBA POTTEBAUM & VAN BRUGGEN, P.C. POSITION: SECRETARY NATURE: We offer tax, bookkeeping, and payroll services for businesses and individuals. The includes both preparation and planning. We will also be offering investment planning, retirement planning, and financial planning through Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/24/2005 ADDRESS: 51 St Andrews Way, Sioux Center IA 51250, United States DESCRIPTION: Client Meetings, Tax Preparation, Tax Review, Firm Strategy, Personnel Management, Financial Planning, Retirement Planning, Investment Planning, will be using this entity to market Avantax business.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Henry Van Bruggen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 51 St Andrews Way, Sioux Center, IA 51250RIA
CRD#: 105644
SIOUX CENTER, IA
Past
June 4, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Sioux Center, IA
Past
October 23, 2019 - February 15, 2024
MARINER WEALTH
RIA
CRD#: 289886
OVERLAND PARK, KS
Past
April 18, 2013 - March 19, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
SIOUX CENTER, IA
Past
April 18, 2013 - March 19, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
SIOUX CENTER, IA
Past
October 10, 2008 - April 22, 2013
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
SIOUX CENTER, IA
Past
January 2, 2008 - April 24, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
SIOUX CENTER, IA
Past
January 29, 2002 - February 12, 2008
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SIOUX CENTER, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
