Kathryn R. Petrasek
Professional summary
Kathryn R Petrasek, who also goes by Kathryn Ryder Petrasek, Kathryn Petrasek, Kathryn Patricia Ryder, Kathryn Ryder, Kathryn R Trost, Kathryn Ryder Trost, Kathryn Trost, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2002. Kathryn has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathryn R Petrasek's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2011 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917July 24, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917July 13, 2009 - September 29, 2009
MML INVESTORS SERVICES, LLC
July 13, 2009 - September 29, 2009
MML INVESTORS SERVICES, LLC
November 14, 2008 - July 14, 2009
MORGAN STANLEY & CO. LLC
November 14, 2008 - July 14, 2009
MORGAN STANLEY & CO. LLC
November 13, 2007 - April 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 22, 2007 - April 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 2, 2005 - October 14, 2005
TOWER SQUARE SECURITIES, INC.
May 14, 2004 - December 31, 2004
TOWER SQUARE SECURITIES, INC.
March 15, 2002 - March 18, 2004
METROPOLITAN LIFE INSURANCE COMPANY
March 15, 2002 - March 18, 2004
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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