David H. Chung

LOGIC WEALTH MANAGEMENT

Pasadena, CA 91106

Some features on this profile are disabled

CRD#: 4464140

Professional summary

David Hong Chung is a registered financial advisor currently at LOGIC WEALTH MANAGEMENT, LLC located in Pasadena, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Hong Chung's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2010 - Present

LOGIC WEALTH MANAGEMENT, LLC

Office #1: 1055 East Colorado Blvd, Suite 500, Pasadena, CA 91106

RIA

CRD#: 153453

Pasadena, CA

Past

May 4, 2005 - November 9, 2010

WEALTH MANAGEMENT COACH, LLC.

RIA

CRD#: 131600

ALHAMBRA, CA

Past

March 4, 2004 - November 30, 2007

CASTLE GROUP INVESTMENT COUNSEL, INC.

RIA

CRD#: 134992

LOS ANGELES, CA

Past

December 18, 2001 - November 29, 2007

FORTUNE SECURITIES, INC.

CRD#: 40821

ALHAMBRA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOGIC WEALTH MANAGEMENT, LLC

CRD#: 153453 / SEC#: 801-129485

RIA

Registered Investment Advisory firm - (2/9/2024 Approved)

California

Registered Investment Advisory firm - (1/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/24/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/2001

General Securities Representative Examination

Current Firm

LOGIC WEALTH MANAGEMENT, LLC

CRD#: 153453 / SEC#: 801-129485

RIA

Registered Investment Advisory firm - (2/9/2024 Approved)

California

Registered Investment Advisory firm - (1/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/24/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1055 East Colorado Blvd, Suite 500, Pasadena, CA 91106

Mailing Address

1055 East Colorado Blvd, Suite 500, Pasadena, CA 91106

Phone number

(626) 757-4323

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOGICWM BROCHURE 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	585
AUM (Assets Under Management)	$ 164,666,548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Maria Zimiga

J.P. MORGAN SECURITIES LLC

Toluca Lake, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David H. Chung

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Hong Chung's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOGIC WEALTH MANAGEMENT, LLC

WEALTH MANAGEMENT COACH, LLC.

CASTLE GROUP INVESTMENT COUNSEL, INC.

FORTUNE SECURITIES, INC.

Primary Firm SEC Registration

LOGIC WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2002

Series 7

Date: 12/17/2001

Current Firm

LOGIC WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOGIC WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors