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David Hong Chung

LOGIC WEALTH MANAGEMENT
PASADENA, CA
·CRD# 4464140·24 years experience

Professional Summary

David Hong Chung is a registered financial advisor currently at LOGIC WEALTH MANAGEMENT, LLC located in Pasadena, California. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 4 firms and has passed the Series 66 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

LOGIC WEALTH MANAGEMENT, LLC·CRD# 153453
RIA
1055 East Colorado Blvd, Suite 500, Pasadena, CA 91106
March 30, 2026 - Present
LOGIC WEALTH MANAGEMENT, LLC·CRD# 153453
RIA
Pasadena, CA
June 24, 2010 - December 31, 2025
WEALTH MANAGEMENT COACH, LLC.·CRD# 131600
RIA
Alhambra, CA
May 4, 2005 - November 9, 2010
CASTLE GROUP INVESTMENT COUNSEL, INC.·CRD# 134992
RIA
Los Angeles, CA
March 4, 2004 - November 30, 2007
FORTUNE SECURITIES, INC.·CRD# 40821
BD
Alhambra, CA
December 18, 2001 - November 29, 2007

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Current Firm

LW
LOGIC WEALTH MANAGEMENT, LLC

LOGIC WEALTH MANAGEMENT, LLC

CRD#: 153453 / SEC#: 801-129485
RIA
Registered Investment Advisory firm - SEC (2/9/2024 Approved)
California
Registered Investment Advisory firm - California (1/23/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/24/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1055 East Colorado Blvd, Suite 500, Pasadena, CA 91106

Mailing Address

1055 East Colorado Blvd, Suite 500, Pasadena, CA 91106

Phone Number

(626) 757-4323

# of Employees

9

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LOGICWM BROCHURE 2026 (3/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

220

AUM (Assets Under Management)

$184,749,471

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Chung is also a licensed Real Estate Broker and President of Sophis Real Estate, Inc. ("Sophis"), a Real Estate Brokerage. Sophis does not offer securities investment related services. Sophis offers real estate-related services and is compensated through commissions and fees. Sophis was formed in May 2013. David Chung spends approximately 10 hours/week at Sophis.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LOGIC WEALTH MANAGEMENT, LLC

LOGIC WEALTH MANAGEMENT, LLC

CRD#: 153453 / SEC#: 801-129485
RIA
Registered Investment Advisory firm - SEC (2/9/2024 Approved)
California
Registered Investment Advisory firm - California (1/23/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/24/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(3/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2002About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Dec 2001About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view David Hong Chung's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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