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Nicholas Massey Gesue

CRD# 4463110·Registered 2001 - 2025
Previously Registered: Being a previously registered professional could mean that Nicholas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nicholas Massey Gesue was a registered financial advisor. Nicholas was a previously registered financial professional and started their career in finance 2001 - 2025. Nicholas had worked at 3 firms and has passed the Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC·CRD# 321842
BD
New York, NY
August 29, 2024 - August 27, 2025
LUMENT SECURITIES, LLC·CRD# 14840
BD
Columbus, OH
January 2, 2019 - October 17, 2020
LANCASTER POLLARD & CO., LLC·CRD# 24110
BD
Columbus, OH
December 7, 2001 - January 2, 2019

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Current Firm

NR
NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC

NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC

CRD#: 321842 / SEC#: 8-71012
BD
Terminated by SEC on 08/29/2025

Contact Information

Established

Delaware since 05/13/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
NEWPOINT REAL ESTATE CAPITAL INVESTMENT STRATEGIES LLCSOLE MEMBER—
FORTINO, ANGELINAFINOP, PFO6869135
GESUE, NICHOLAS MASSEYCEO4463110
MERLINO, NICHOLAS JOSEPHCHIEF COMPLIANCE OFFICER5730516

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Nov 2022About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Nov 2022About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2022About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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