Allen E. Kahn

J.W. COLE FINANCIAL

Tarpon Springs, FL 33689

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CRD#: 4463022

Professional summary

Allen Edwin Kahn JR is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Tarpon Springs, Florida.

Allen is registered as a RR (Registered Representative) and started their career in finance in 2001. Allen has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Allen Edwin Kahn JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2008 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 27 West Tarpon Ave, Tarpon Springs, FL 33689

CRD#: 124583

Tarpon Springs, FL

Past

January 10, 2008 - November 24, 2008

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

CLEARWATER, FL

Past

October 30, 2002 - November 19, 2007

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

PORT RICHEY, FL

Past

August 5, 2002 - November 11, 2002

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

March 20, 2002 - July 25, 2002

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

December 4, 2001 - March 26, 2002

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/2/2025)

Arkansas
(3/9/2017)

California
(12/22/2010)

Colorado
(6/14/2018)

Florida
(12/2/2008)

Idaho
(10/24/2018)

Illinois
(5/21/2024)

Indiana
(7/27/2009)

Iowa
(8/3/2023)

Kentucky
(8/24/2023)

Louisiana
(5/1/2017)

Maryland
(2/8/2019)

Michigan
(9/19/2022)

New Hampshire
(3/11/2022)

North Carolina
(11/29/2010)

Ohio
(6/14/2018)

Oregon
(4/7/2022)

South Carolina
(9/15/2023)

Texas
(8/4/2020)

Washington
(11/18/2010)

Exams

State Security Law Exam

Series 63

Date: 12/21/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

J.W. COLE FINANCIAL, INC.

CRD#: 124583 / SEC#: , 8-65698

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

4301 Anchor Plaza Parkway 4th Floor, Tampa, FL 33634

Phone number

(813) 935-6776

Established

Florida since 10/14/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JWC WEALTH PARTNERS	OWNER
FUSSA OCASIO, FERNANDO	CFO/FINOP	2471569
LOFGREN, KURT WALKER	CHIEF COMPLIANCE OFFICER	3048472
PACK, TODD JAMES	CHIEF OPERATING OFFICER	2795590
WEST, EUGENE	DESIGNATED MUNICIPAL PRINCIPAL/ROSFP	2059974
WOOD, ROBERT JULIAN	TREASURER/SECRETARY/GP/CEO	3217809

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Allen E. Kahn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Allen Edwin Kahn JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

VSR FINANCIAL SERVICES, INC.

PRIME CAPITAL SERVICES, INC.

QUEST CAPITAL STRATEGIES, INC.

VOYA FINANCIAL ADVISORS, INC.

QUEST CAPITAL STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/21/2001

SIE

Date: 10/1/2018

Series 7

Date: 12/3/2001

FINRA

Current Firm

J.W. COLE FINANCIAL, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.W. COLE FINANCIAL, INC.

TRUST BUT VERIFY

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